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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Security National Financial Corporation | NASDAQ:SNFCA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.035 | 0.53% | 6.615 | 6.60 | 6.63 | 6.69 | 6.51 | 6.51 | 12,043 | 19:14:43 |
1. Name and Address of Reporting Person * QUIST SCOTT M | 2. Issuer Name and Ticker or Trading SymbolSECURITY NATIONAL FINANCIAL CORP [snfca] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman of the Board,Pres,CEO |
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) | ||
4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Amount | (A) or (D) | Price | ||||||||
Class C Common Stock | 12/3/2019 | M | 127629 | A | $4.27 | 1249357 (1) | D | |||
Class A Common Stock | 12/3/2019 | F | 104201 | D | $5.23 | 0 (2) | D | |||
Class C Common Stock | 12/3/2019 | S | 6560 | D | $5.23 | 1242797 (2)(3) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
Employee Stock Option (right to buy) | $4.27 (4) | 12/5/2014 | M | 127629 (4) | 3/5/2015 | 12/5/2019 | Class C Common Stock | 127629 (4) | $4.27 (4) | 0 (4) | D | ||||
Employee Stock Option (right to buy) | $6.02 (5) | 12/4/2015 | A | 121551 (5) | 3/4/2016 | 12/4/2020 | Class C Common Stock | 121551 (5) | $6.02 (5) | 121551 (5) | D | ||||
Employee Stock Option (right to buy) | $6.62 (6) | 12/2/2016 | A | 92610 (6) | 3/2/2017 | 12/2/2021 | Class C Common Stock | 92610 (6) | $6.62 (6) | 92610 (6) | D | ||||
Employee Stock Option (right to buy) | $5.02 (7) | 12/1/2017 | A | 82688 (7) | 3/1/2018 | 12/1/2022 | Class A Common Stock | 82688 (7) | $5.02 (7) | 82688 (7) | D | ||||
Employee Stock Option (right to buy) | $5.77 (8) | 11/30/2018 | A | 73500 (8) | 2/28/2019 | 11/30/2023 | Class A Common Stock | 73500 (8) | $5.77 (8) | 73500 (8) | D | ||||
Employee Stock Option (right to buy) | $5.75 (9) | 12/6/2019 | A | 50000 (9) | 3/6/2020 (9) | 12/6/2024 | Class A Common Stock | 50000 (9) | $5.75 (9) | 50000 (9) | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
QUIST SCOTT M 7 WANDERWOOD WAY SANDY, UT 84092 | X | X | Chairman of the Board,Pres,CEO |
Signatures | ||
/s/Scott M. Quist | 1/6/2020 | |
**Signature of Reporting Person | Date |
1 Year Security National Financ... Chart |
1 Month Security National Financ... Chart |
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