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SMTK SmartKem Inc

6.00
0.22 (3.81%)
22 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
SmartKem Inc NASDAQ:SMTK NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.22 3.81% 6.00 2.30 9.20 6.00 5.65 5.78 1,813 21:05:51

Simtek Corp - Statement of Changes in Beneficial Ownership (4)

27/03/2008 9:34pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Expires: January 31, 2008
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

PEARSON ROBERT C
2. Issuer Name and Ticker or Trading Symbol

SIMTEK CORP [ SMTK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

8080 N. CENTRAL EXPRESSWAY, SUITE 210
3. Date of Earliest Transaction (MM/DD/YYYY)

3/25/2008
(Street)

DALLAS, TX 75206
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Ooption (Right to Buy)   $2.75   3/25/2008        3168       9/25/2008   (1) 3/25/2015   Common Stock   3168   $0   3168   I   Share held by Renaissance Capital Growth & Income Fund III, Inc   (2) (4)
Stock Option (Right to Buy)   $2.75   3/25/2008        6832       9/25/2008   (1) 3/25/2015   Common Stock   6832   $0   6832   I   Shares held by RENN Captial Group, Inc.   (3) (4)

Explanation of Responses:
( 1)  These options vest over six months, however, the director must remain on the Board for six months after the grant date in order for the options to vest.
( 2)  Represents securities granted to the Reporting Person and the rights thereunder have been assigned to Renaissance Capital Growth & Income Fund III, Inc. ("the Fund").
( 3)  Represents securties granted to the Reporting Person and the rights thereunder have been assigned to RENN Capital Group, Inc. ("Group").
( 4)  Reporting Person is an executive officer of the Fund and Group, its investment adviser, and may therefore be considered beneficial owner of such shares. Reporting person disclaims such beneficial ownership.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
PEARSON ROBERT C
8080 N. CENTRAL EXPRESSWAY
SUITE 210
DALLAS, TX 75206
X



Signatures
/s Robert Pearson 3/27/2008
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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