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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Summit Financial Group Inc | NASDAQ:SMMF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 25.70 | 24.00 | 27.89 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
George Georgette R. |
2. Issuer Name
and
Ticker or Trading Symbol
SUMMIT FINANCIAL GROUP INC [ SMMF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
PO BOX 8523 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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CHARLESTON, WV 25303 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 6/1/2015 | X | 2107 | A | $9.75 | 38721 (1) | D | |||
Common Stock | 6/1/2015 | X | 57 | A | $9.75 | 1057 | I | By Father | ||
Common Stock | 62500 | I | by 401(k) Plan FBO Father | |||||||
Common Stock | 6/1/2015 | X | 2692 | A | $9.75 | 42621 | I | by 401(k) Plan FBO Spouse | ||
Common Stock | 6/1/2015 | X | 4181 | A | $9.75 | 76785 | I | By George Brothers Investment Partnership | ||
Common Stock | 6/1/2015 | X | 1047 | A | $9.95 | 19228 | I | By In-Laws | ||
Common Stock | 6/1/2015 | X | 4189 | A | $9.95 | 76916 | I | By Mother |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Subscription Rights (right to buy) | $9.95 | 6/1/2015 | X | 2107 | 4/10/2015 | 5/29/2015 | Common Stock | 2107 | $0 | 0 | D | ||||
Subscription Rights (right to buy) | $9.95 | 6/1/2015 | X | 57 | 4/10/2015 | 5/29/2015 | Common Stock | 57 | $0 | 0 | I | By Father | |||
Subscription Rights (right to buy) | $9.95 | 6/1/2015 | X | 2692 | 4/10/2015 | 5/29/2015 | Common Stock | 2692 | $0 | 0 | I | By Spouse 401(k) | |||
Subscription Rights (right to buy) | $9.95 | 6/1/2015 | X | 4181 | 4/10/2015 | 5/29/2015 | Common Stock | 4181 | $0 | 0 | I | By George Brothers Investment Partnership | |||
Subscription Rights (right to buy) | $9.95 | 6/1/2015 | X | 1047 | 4/10/2015 | 5/29/2015 | Common Stock | 1047 | $0 | 0 | I | By In-Laws | |||
Subscription Rights (right to buy) | $9.95 | 6/1/2015 | X | 4189 | 4/10/2015 | 5/29/2015 | Common Stock | 4189 | $0 | 0 | I | By Mother |
Explanation of Responses: | |
( 1) | Includes 38 shares acquired on March 31, 2015 under the Company's dividend reinvestment plan. |
Reporting Owners
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
George Georgette R.
PO BOX 8523 CHARLESTON, WV 25303 |
X |
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Signatures
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Teresa D. Ely, Lmtd POA Attorney-in-Fact | 6/3/2015 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Summit Financial Chart |
1 Month Summit Financial Chart |
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