Small Company Offering and Sale of Securities Without Registration (d)

o

None

Entity Type

0000811808

SUMMIT FINANCIAL GROUP INC

SOUTH BRANCH VALLEY BANCORP INC

x Corporation

o Limited Partnership

o Limited Liability Company

o General Partnership

o Business Trust

o Other

Name of Issuer

 SUMMIT FINANCIAL GROUP, INC.

Jurisdiction of Incorporation/Organization

WEST VIRGINIA 

Year of Incorporation/Organization
	x	Over Five Years Ago
	o	Within Last Five Years (Specify Year)
	o	Yet to Be Formed

2. Principal Place of Business and Contact Information
Name of Issuer
SUMMIT FINANCIAL GROUP, INC.

Street Address 1		Street Address 2
300 NORTH MAIN ST

City	State/Province/Country	ZIP/Postal Code	Phone No. of Issuer
MOOREFIELD	WEST VIRGINIA	26836	3045301000

3. Related Persons

Last Name	First Name	Middle Name
Kitzmiller	Jason	A

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Piccirillo	Charles	S

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Shot	John	H.

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Spencer	Ronald	B

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

 

Last Name	First Name	Middle Name
Bean	Oscar	M

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Bensenhaver	Dewey	F

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Bowling	Ronald	L

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Bridgeforth	J.	Scott

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

 

Last Name	First Name	Middle Name
Cookman	James	M

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Crites, II	John	W

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Geary, II	James	P

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
George	Georgette	R

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

 

Last Name	First Name	Middle Name
Gianola	John	B

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Hinkle	Gary	L

Street Address 1	Street Address 2
300 North Main Street	SFG-Administration

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

o

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Maddy, III	H.	Charles

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

x

Executive Officer

x

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Tissue	Robert	S

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

x

Executive Officer

o

Director

o

Promoter

Clarification of Response (if Necessary)

---

 

Last Name	First Name	Middle Name
Frye	Patrick	N

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

x

Executive Officer

o

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Jennings	Scott	C

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

x

Executive Officer

o

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Ritchie	Bradford	E

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

x

Executive Officer

o

Director

o

Promoter

Clarification of Response (if Necessary)

---

Last Name	First Name	Middle Name
Owens	Patricia	L

Street Address 1	Street Address 2
300 North Main Street

City	State/Province/Country	ZIP/Postal Code
Moorefield	WEST VIRGINIA	26836

Relationship:

x

Executive Officer

o

Director

o

Promoter

Clarification of Response (if Necessary)

---

 

4. Industry Group

o	Agriculture			Health Care		o	Retailing
	Banking & Financial Services			o	Biotechnology	o	Restaurants
	x	Commercial Banking		o	Health Insurance		Technology
	o	Insurance		o	Hospitals & Physicians		o	Computers
	o	Investing		o	Pharmaceuticals		o	Telecommunications
	o	Investment Banking		o	Other Health Care		o	Other Technology
	o	Pooled Investment Fund					Travel
	o	Other Banking & Financial Services	o	Manufacturing			o	Airlines & Airports
				Real Estate			o	Lodging & Conventions
				o	Commercial		o	Tourism & Travel Services
				o	Construction		o	Other Travel
				o	REITS & Finance	o	Other
				o	Residential
				o	Other Real Estate
o	Business Services
	Energy
	o	Coal Mining
	o	Electric Utilities
	o	Energy Conservation
	o	Environmental Services
	o	Oil & Gas
	o	Other Energy

5. Issuer Size

Revenue Range		Aggregate Net Asset Value Range
o	No Revenues	o	No Aggregate Net Asset Value
o	$1 - $1,000,000	o	$1 - $5,000,000
o	$1,000,001 - $5,000,000	o	$5,000,001 - $25,000,000
o	$5,000,001 - $25,000,000	o	$25,000,001 - $50,000,000
o	$25,000,001 - $100,000,000	o	$50,000,001 - $100,000,000
x	Over $100,000,000	o	Over $100,000,000
o	Decline to Disclose	o	Decline to Disclose
o	Not Applicable	o	Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

o	Rule 504(b)(1) (not (i), (ii) or (iii))	o	Rule 505
o	Rule 504 (b)(1)(i)	x	Rule 506(b)
o	Rule 504 (b)(1)(ii)	o	Rule 506(c)
o	Rule 504 (b)(1)(iii)	o	Securities Act Section 4(a)(5)
		o	Investment Company Act Section 3(c)

7. Type of Filing

x

New Notice

Date of First Sale

2021-04-15

o

First Sale Yet to Occur

o

Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?

o

Yes

x

No

9. Type(s) of Securities Offered (select all that apply)

o	Pooled Investment Fund Interests	x	Equity
o	Tenant-in-Common Securities	o	Debt
o	Mineral Property Securities	o	Option, Warrant or Other Right to Acquire Another Security
o	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	o	Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?	o	Yes	x	No
Clarification of Response (if Necessary)

11. Minimum Investment

Minimum investment accepted from any outside investor

$ 100000 USD

12. Sales Compensation

Recipient			Recipient CRD Number	o	None
(Associated) Broker or Dealer	o	None	(Associated) Broker or Dealer CRD Number	o	None
Street Address 1			Street Address 2

City	State/Province/Country	ZIP/Postal Code

State(s) of Solicitation	o	All States

13. Offering and Sales Amounts

Total Offering Amount	$ 12000000 USD	o Indefinite
Total Amount Sold	$ 9700000 USD
Total Remaining to be Sold	$ 2300000 USD	o Indefinite

Clarification of Response (if Necessary)

The offering remains open until April 30, 2021

14. Investors

x	Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering	0
	Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:	22

15. Sales Commissions & Finders’ Fees Expenses

Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$ 0 USD	o	Estimate
Finders' Fees	$ 0 USD	o	Estimate

Clarification of Response (if Necessary)

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$ 0 USD

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