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SMMF Summit Financial Group Inc

25.70
0.00 (0.00%)
02 Aug 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Summit Financial Group Inc NASDAQ:SMMF NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 25.70 24.00 27.89 0 01:00:00

Annual Statement of Changes in Beneficial Ownership (5)

16/01/2020 9:27pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Owens Patricia L
2. Issuer Name and Ticker or Trading Symbol

SUMMIT FINANCIAL GROUP INC [SMMF]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Ex. VP & Chief Banking Officer
(Last)          (First)          (Middle)

9328 EAGLE CT.
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2019 
(Street)

MANASSAS PARK, VA 20111
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock        4916.0836 I By ESOP 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $18.26         11/13/2008 (1)11/13/2022 (2)Common Stock 300 (3) 300 D  
Stock-Settled Stock Appreciation Rights $12.01         4/22/2016 (1)4/23/2025 Common Stock 15442  15442 D  
Stock-Settled Stock Appreciation Rights $26.01         2/9/2018 (1)2/9/2027 Common Stock 4945  4945 D  
Stock-Settled Stock Appreciation Rights $23.94         2/7/2020 (1)2/7/2029 Common Stock 10064  10064 D  

Explanation of Responses:
(1) Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
(2) Option expires in 5 equal annual installments with the final date indicated.
(3) The number of Derivative Securities Beneficially Owned changed due to the expiration of 100 stock options on November 13, 2019.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Owens Patricia L
9328 EAGLE CT.
MANASSAS PARK, VA 20111


Ex. VP & Chief Banking Officer

Signatures
Teresa D. Ely, Lmtd POA, Attorney-in-Fact1/16/2020
**Signature of Reporting PersonDate

1 Year Summit Financial Chart

1 Year Summit Financial Chart

1 Month Summit Financial Chart

1 Month Summit Financial Chart

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