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SGMA Sigmatron International Inc

4.15
-0.03 (-0.72%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Sigmatron International Inc NASDAQ:SGMA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.03 -0.72% 4.15 2.52 6.53 4.24 4.0876 4.16 16,833 05:00:09

Statement of Changes in Beneficial Ownership (4)

22/10/2021 7:18pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Upadhyaya Raj B
2. Issuer Name and Ticker or Trading Symbol

SIGMATRON INTERNATIONAL INC [ SGMA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Executive Vice President
(Last)          (First)          (Middle)

C/O SIGMATRON INTERNATIONAL INC., 2201 LANDMEIER RD
3. Date of Earliest Transaction (MM/DD/YYYY)

10/21/2021
(Street)

ELK GROVE VILLAGE, IL 60007
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (1)10/21/2021  M  3494 A$6.45 3494 D  
Common Stock 10/21/2021  S  3494 D$9.85 0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (1)$6.45 10/21/2021  M   3494    8/1/2016 7/31/2025 Common Stock 3494  (2)0 D  

Explanation of Responses:
(1) The 3.494 options exercised as described on this Table II were issued on August 1, 2016 pursuant to and under a single stock option plan and stock option agreement.
(2) This column needs to be blank.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Upadhyaya Raj B
C/O SIGMATRON INTERNATIONAL INC.
2201 LANDMEIER RD
ELK GROVE VILLAGE, IL 60007


Executive Vice President

Signatures
/s/ Raj Updahyaya10/22/2021
**Signature of Reporting PersonDate

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