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SGBX Safe and Green Holdings Corporation

5.70
2.77 (94.54%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Safe and Green Holdings Corporation NASDAQ:SGBX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  2.77 94.54% 5.70 5.27 9.78 9.27 3.7587 3.88 92,176,251 05:00:09

Initial Statement of Beneficial Ownership (3)

30/08/2019 10:57pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Sheeran Gerald Anthony

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/22/2019 

3. Issuer Name and Ticker or Trading Symbol

SG BLOCKS, INC. [SGBX]

(Last)        (First)        (Middle)

C/O SG BLOCKS, INC., 195 MONTAGUE STREET, 14TH FLOOR

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Financial Officer /

(Street)

BROOKLYN, NY 11201      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 8333 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)  (2)3/30/2028 Common Stock 25000 $4.61 D  

Explanation of Responses:
(1) Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on December 31, 2019, subject to the reporting person's continued service as an employee of the issuer through such date, and are deliverable January 1, 2020.
(2) The stock option was granted on March 30, 2018 and shall vest and become exercisable in twelve equal quarterly installments over a three-year period, beginning on June 30, 2018.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Sheeran Gerald Anthony
C/O SG BLOCKS, INC.
195 MONTAGUE STREET, 14TH FLOOR
BROOKLYN, NY 11201


Chief Financial Officer

Signatures
/s/ Gerald Sheeran8/30/2019
**Signature of Reporting PersonDate

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