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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Stitch Fix Inc | NASDAQ:SFIX | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.14 | 6.39% | 2.33 | 2.03 | 6.35 | 2.45 | 2.225 | 2.26 | 1,610,012 | 05:00:09 |
1. Name and Address of Reporting Person * Lake Katrina | 2. Issuer Name and Ticker or Trading Symbol Stitch Fix, Inc. [ SFIX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 61746 (1) | D | ||||||||
Class A Common Stock | 20203 (1) | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | |||||||
Class A Common Stock | 10/21/2019 | C(5) | 5000 (3) | A | $0 | 25203 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | ||
Class A Common Stock | 10/21/2019 | C(5) | 28333 (3) | A | $0 | 28333 | I | Katrina M. Lake Revocable Trust (6) | ||
Class A Common Stock | 10/21/2019 | S(7) | 5000 | D | $23.28 | 20203 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | ||
Class A Common Stock | 10/21/2019 | S(7) | 28333 (8) | D | $23.1332 | 0 | I | Katrina M. Lake Revocable Trust (6) | ||
Class A Common Stock | 10/22/2019 | C(5) | 28333 (3) | A | $0 | 28333 | I | Katrina M. Lake Revocable Trust (6) | ||
Class A Common Stock | 10/22/2019 | C(5) | 5000 (3) | A | $0 | 25203 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | ||
Class A Common Stock | 10/22/2019 | S(7) | 28333 (9) | D | $22.5887 | 0 | I | Katrina M. Lake Revocable Trust (6) | ||
Class A Common Stock | 10/22/2019 | S(7) | 5000 (10) | D | $22.5757 | 20203 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | ||
Class A Common Stock | 10/23/2019 | C(5) | 5000 (3) | A | $0 | 25203 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | ||
Class A Common Stock | 10/23/2019 | C(5) | 28334 (3) | A | $0 | 28334 | I | Katrina M. Lake Revocable Trust (6) | ||
Class A Common Stock | 10/23/2019 | S(7) | 5000 (11) | D | $23.0018 | 20203 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | ||
Class A Common Stock | 10/23/2019 | S(7) | 28334 (12) | D | $23.0148 | 0 | I | Katrina M. Lake Revocable Trust (6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 0 | 675932 | I | Katrina M. Lake 2017 Irrevocable Trust (4) | |||||||
Class B Common Stock | (3) | 10/21/2019 | C (5) | 5000 | (3) | (3) | Class A Common Stock | 5000 | $0 | 560772 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | |||
Class B Common Stock | (3) | 10/21/2019 | C (5) | 28333 | (3) | (3) | Class A Common Stock | 28333 | $0 | 11306862 | I | Katrina M. Lake Revocable Trust (6) | |||
Class B Common Stock | (3) | 10/22/2019 | C (5) | 5000 | (3) | (3) | Class A Common Stock | 5000 | $0 | 555772 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | |||
Class B Common Stock | (3) | 10/22/2019 | C (5) | 28333 | (3) | (3) | Class A Common Stock | 28333 | $0 | 11278529 | I | Katrina M. Lake Revocable Trust (6) | |||
Class B Common Stock | (3) | 10/23/2019 | C (5) | 5000 | (3) | (3) | Class A Common Stock | 5000 | $0 | 550772 | I | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 (2) | |||
Class B Common Stock | (3) | 10/23/2019 | C (5) | 28334 | (3) | (3) | Class A Common Stock | 28334 | $0 | 11250195 | I | Katrina M. Lake Revocable Trust (6) |
Reporting Owners |
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Lake Katrina 1 MONTGOMERY STREET, SUITE 1500 SAN FRANCISCO, CA 94104 |
X | X | Chief Executive Officer |
Signatures |
||
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake | 10/23/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Stitch Fix Chart |
1 Month Stitch Fix Chart |
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