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SENEA Seneca Foods Corp

57.86
-2.14 (-3.57%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Seneca Foods Corp NASDAQ:SENEA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -2.14 -3.57% 57.86 55.10 65.00 60.5744 57.91 60.47 27,057 05:00:09

Statement of Changes in Beneficial Ownership (4)

13/05/2021 8:46pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fohrd Cynthia Lynn
2. Issuer Name and Ticker or Trading Symbol

Seneca Foods Corp [ SENEA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP and Chief Admin Officer
(Last)          (First)          (Middle)

C/O SENECA FOODS CORPORATION, 3736 SOUTH MAIN STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

5/3/2021
(Street)

MARION, NY 14505
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Seneca Foods Class A Common 5/3/2021  I(1)  134 D$47.13 1641 I By 401(k) Plan (2)
Seneca Foods Class B Common 5/3/2021  I(1)  31 D$46.59 381 I By 401(k) Plan (2)
Seneca Foods Class A Common         5906 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Represents the liquidation of shares to fund a loan in accordance with the terms of the Seneca Foods Corporation Employees' Savings Plan.
(2) These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B).

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Fohrd Cynthia Lynn
C/O SENECA FOODS CORPORATION
3736 SOUTH MAIN STREET
MARION, NY 14505


SVP and Chief Admin Officer

Signatures
/s/ Gregory R. Ide. Attorney in Fact5/13/2021
**Signature of Reporting PersonDate

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