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Share Name | Share Symbol | Market | Type |
---|---|---|---|
SEI Investments Company | NASDAQ:SEIC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.36 | 0.54% | 66.57 | 65.65 | 106.48 | 66.80 | 66.25 | 66.49 | 499,268 | 22:30:00 |
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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¨
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TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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A.
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Full title of the plan and the address of the plan, if different from that of the issuer named below:
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B.
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Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
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Item 4.
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Financial Statements and Exhibits.
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a) The following Plan financial statements, schedules and reports are attached hereto:
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Report of Independent Registered Public Accounting Firm
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Statements of Net Assets Available for Benefits at December 31, 2018 and 2017
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Statements of Changes in Net Assets Available for Benefits for the Years Ended December 31, 2018 and 2017
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Notes to Financial Statements
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Supplemental Schedule
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Schedule H, Line 4i – Schedule of Assets (Held at End of Year) at December 31, 2018
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b) Exhibit 23.1 Consent of Independent Registered Public Accounting Firm
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Page
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Financial Statements
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Supplemental Schedule
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Exhibit
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12
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*
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All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable.
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Assets
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2018
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2017
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||||
Investments
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Investments, at fair value
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$
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480,889,380
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$
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508,741,776
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Receivables
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Employer contributions
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407,176
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332,632
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Participant contributions
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874,725
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712,097
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Notes receivable from participants
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4,153,972
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4,300,509
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Due from broker for securities sold
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461,520
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118,543
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Dividends
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232,879
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195,601
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Total receivables
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6,130,272
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5,659,382
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Total assets
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487,019,652
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514,401,158
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Liabilities
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Due to broker for securities purchased
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461,520
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118,543
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Total liabilities
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461,520
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118,543
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Net assets available for benefits
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$
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486,558,132
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$
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514,282,615
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(Losses) additions to net assets attributed to:
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2018
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2017
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Investment (loss) income
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Net (depreciation) appreciation in fair value of investments
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$
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(48,958,385
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)
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$
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74,710,679
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Dividends
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862,942
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1,139,033
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Total investment (loss) income
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(48,095,443
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)
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75,849,712
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Interest income on notes receivable from participants
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212,108
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189,828
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Contributions:
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Participants
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24,355,240
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21,278,809
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Employer
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12,434,509
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11,006,615
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Rollovers
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1,497,352
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917,948
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Total contributions
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38,287,101
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33,203,372
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Total (losses) additions
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(9,596,234
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)
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109,242,912
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Deductions:
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Benefits paid to participants
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18,092,060
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14,324,556
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Administrative expenses
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36,189
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35,866
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Total deductions
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18,128,249
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14,360,422
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Net (decrease) increase
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(27,724,483
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)
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94,882,490
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Net assets available for benefits:
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Beginning of year
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514,282,615
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419,400,125
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End of year
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$
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486,558,132
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$
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514,282,615
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Fair Value Measurements at Reporting Date Using
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Investments at fair value
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December 31, 2018
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Quoted Prices in
Active Markets
for Identical
Assets
(Level 1)
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Significant
Other
Observable
Inputs
(Level 2)
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Registered investment companies:
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Fixed income funds
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$
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2,135,662
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$
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2,135,662
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$
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—
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Money market funds
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986,284
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986,284
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—
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Participant-directed brokerage account (1)
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20,494,451
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20,494,451
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—
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Common stock of the Company
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32,603,063
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32,603,063
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—
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Collective investment trusts
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424,669,920
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424,669,920
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—
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Total investments at fair value
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$
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480,889,380
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$
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480,889,380
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$
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—
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Fair Value Measurements at Reporting Date Using
|
||||||||
Investments at fair value
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December 31, 2017
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Quoted Prices in
Active Markets
for Identical
Assets
(Level 1)
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Significant
Other
Observable
Inputs
(Level 2)
|
||||||
Registered investment companies:
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Fixed income funds
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$
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1,657,487
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$
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1,657,487
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$
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—
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Money market funds
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555,781
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555,781
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—
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Participant-directed brokerage account (1)
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17,667,431
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17,667,431
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—
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Common stock of the Company
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46,852,864
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46,852,864
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—
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Collective investment trusts
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442,008,213
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442,008,213
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—
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Total investments at fair value
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$
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508,741,776
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$
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508,741,776
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$
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—
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(a)
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(b) Identity of issue, borrower, lessor or similar party
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(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value
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(d) Cost
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(e) Current value
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Common/Collective Trust:
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*
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PIMCO Collective Investment Trust II
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PIMCO Stable Income Fund
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**
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$
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28,603,419
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*
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SEI Core Strategies Collective Trust
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SEI Core Fixed Income Fund
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**
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22,142,390
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High Yield Bond Fund
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**
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9,536,135
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SEI Large Cap Fund
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**
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71,214,376
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SEI Small Cap Fund
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**
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36,492,876
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SEI S&P 500 Index Fund
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**
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27,787,705
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U.S. Managed Volatility Fund
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**
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13,194,684
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Emerging Markets Debt Fund
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**
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6,138,959
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SEI World Equity ex-US Fund
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**
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30,188,503
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*
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SEI Target Date Collective Trust
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SEI Retirement Income Fund
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**
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1,139,951
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SEI Target Date 2010 Fund
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**
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1,864,939
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SEI Target Date 2015 Fund
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**
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2,482,502
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SEI Target Date 2020 Fund
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**
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11,758,183
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SEI Target Date 2025 Fund
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**
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29,925,123
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SEI Target Date 2030 Fund
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**
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33,550,326
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SEI Target Date 2035 Fund
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**
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29,109,130
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SEI Target Date 2040 Fund
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**
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25,262,083
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SEI Target Date 2045 Fund
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**
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15,762,277
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SEI Target Date 2050 Fund
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**
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20,365,568
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SEI Target Date 2055 Fund
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**
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5,422,077
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SEI Target Date 2060 Fund
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**
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2,728,714
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Mutual Funds:
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*
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SEI Institutional Managed Trust
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Real Return Fund
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**
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2,135,662
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Multi-Asset Accumulation Fund***
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**
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597,219
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*
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SEI Daily Income Trust
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Government Fund
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**
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986,284
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Participant-Directed Brokerage Account:
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Charles Schwab & Co.
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Participant-Directed Brokerage Account
|
|
**
|
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19,897,232
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Common Stock:
|
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|
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*
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SEI Investments Company
|
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Common Stock, $.01 par value per share
|
|
**
|
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32,603,063
|
|
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*
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Participant loans
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Interest rates range from 4.25% to 9.00% with maturity dates from 2019 to 2048
|
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—
|
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4,153,972
|
|
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$
|
485,043,352
|
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*
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Party-in-interest
|
**
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Historical cost information is not required for participant-directed investments.
|
***
|
Held inside the Participant-Directed Brokerage Account
|
|
|
|
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SEI Capital Accumulation Plan
|
|
|
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Date:
|
June 21, 2019
|
By:
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/s/ Dennis J. McGonigle
|
|
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Dennis J. McGonigle
|
|
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|
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Chief Financial Officer
|
1 Year SEI Investments Chart |
1 Month SEI Investments Chart |
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