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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Socket Mobile Inc | NASDAQ:SCKT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.0001 | -0.01% | 1.01 | 0.99 | 1.26 | 1.08 | 1.01 | 1.02 | 5,336 | 01:00:00 |
1. Name and Address of Reporting Person * DUNLAP DAVID W | 2. Issuer Name and Ticker or Trading Symbol SOCKET MOBILE, INC. [ SCKT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 7/27/2020 | C | 5000 | A | $1.82 | 13546 | D | |||
Common Stock | 7/27/2020 | C | 5000 | A | $1.82 | 18546 | D | |||
Common Stock | 7/27/2020 | C | 4060 | A | $1.82 | 22606 | D | |||
Common Stock | 7/27/2020 | C | 5000 | A | $2.36 | 27606 | D | |||
Common Stock | 7/27/2020 | C | 3500 | A | $2.36 | 31106 | D | |||
Common Stock | 7/27/2020 | S | 22560 (1) | D | $3.85 | 8546 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common stock option | $1.82 | 7/27/2020 | X | 5000 | (2) | 2/22/2021 | Common | 5000 | $0 | 148560 | D | ||||
Common stock option | $1.82 | 7/27/2020 | X | 5000 | (2) | 2/22/2021 | Common | 5000 | $0 | 143560 | D | ||||
Common stock option | $1.82 | 7/27/2020 | X | 4060 | (2) | 2/22/2021 | Common | 4060 | $0 | 139500 | D | ||||
Common stock option | $2.36 | 7/27/2020 | X | 5000 | (2) | 2/27/2022 | Common | 5000 | $0 | 134500 | D | ||||
Common stock option | $2.36 | 7/27/2020 | X | 3500 | (2) | 2/27/2022 | Common | 3500 | $0 | 131000 | D |
Explanation of Responses: | |
(1) | Automatic 10b5-1 Plan transaction adopted on 11/25/2019 for 1/1/2020 - 2/22/2021. |
(2) | Vests monthly over 48 months. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
DUNLAP DAVID W 39700 EUREKA DRIVE NEWARK, CA 94560 | X |
Signatures | ||
/s/ David Dunlap | 7/29/2020 | |
**Signature of Reporting Person | Date |
1 Year Socket Mobile Chart |
1 Month Socket Mobile Chart |
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