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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Runway Growth Finance Corporation | NASDAQ:RWAY | NASDAQ | Common Stock |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| -0.14 | -1.38% | 9.99 | 9.95 | 11.02 | 10.17 | 9.985 | 10.17 | 459,327 | 04:00:08 |
| Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
|---|---|---|---|---|
| OCM Growth Holdings LLC and Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. c/o Oaktree Capital Management 333 S. Grand Ave 28th Floor Los Angeles, � CA � 90017 | Common Stock (2) | 11/13/2023 | 4312500 | 51998400 |
| OCM Growth Holdings LLC and Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. c/o Oaktree Capital Management 333 S. Grand Ave 28th Floor Los Angeles � CA � 90017 | Common Stock (3) | 12/15/2023 | 237635 | 3016111 |
| OCM Growth Holdings LLC and Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. c/o Oaktree Capital Management 333 S. Grand Ave 28th Floor Los Angeles � CA � 90017 | Common Stock (3) | 12/18/2023 | 12365 | 157734 |
| Remarks | (1) The seller ("OCMGH"), along with an affiliate of OCMGH, Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. ("Fund Xb Delaware"), are significant stockholders of the Issuer.
(2) OCMGH and Fund Xb Delaware sold 4,207,564 and 4,936 shares of the Issuer, respectively, pursuant to an effective registration statement under the Securities Act. OCMGH and Fund Xb Delaware sold the Issuer shares, which are inclusive of shares sold on December 12, 2023 pursuant to the underwriters' exercise of the overallotment option, pursuant to an underwriting agreement dated November 13, 2023 by and among OCMGH, Fund Xb Delaware, the Issuer, and the underwriters party thereto.
(3) OCMGH and Fund Xb Delaware sold 249,714 and 286 shares of the Issuer, respectively, in sales under Rule 144, as reported on the Form 144 filed December 14, 2023 and the Form 4 filed December 19, 2023. |
| Date of Notice | 12/20/2023 |
ATTENTION: | |
| The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
| Signature | OCM Growth Holdings, LLC & Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., by their manager, Oaktree Capital Group, LLC, /s/ Henry Orren, SVP |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) | |
1 Year Runway Growth Finance Chart |
1 Month Runway Growth Finance Chart |
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