Current Report Filing (8-k)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 8, 2021

RIVERVIEW BANCORP, INC.

(Exact name of registrant as specified in its charter)

	Washington		000-22957		91-1838969
	(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

	900 Washington Street, Suite 900, Vancouver, Washington		98660
	(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code:  [phone]

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

[ ]     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act          (17 CFR 240.14d-2(b))

[ ]      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act   (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, Par Value $0.01 per share		RVSB		The NASDAQ Stock Market LLC

  

    

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

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Item 5.02  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On February 8, 2021, Director David Nierenberg announced that he was resigning from the Boards of Directors of Riverview Bancorp, Inc. (the “Company”), and its financial institution subsidiary, Riverview Community Bank (the “Bank”), effective February 8, 2021. In connection with his announcement of retirement, Mr. Nierenberg did not cite any disagreements with the Company pertaining to the Company’s operations, policies or practices. Mr. Nierenberg served as a Director of the Company and the Bank since 2016 and as a member of the Nominating and Governance, Compensation and Risk Management Committees. The Company’s Board of Directors has not yet determined if it will fill the vacancy created by  Mr. Nierenberg’s retirement or reduce the size of the Board.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	RIVERVIEW BANCORP, INC.
Date:  February 8, 2021	/s/ Kevin Lycklama
	Kevin Lycklama
	Chief Executive Officer (Principal Executive Officer)

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