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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Rockwell Medical Inc | NASDAQ:RMTI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.05 | -3.07% | 1.58 | 1.56 | 1.72 | 1.72 | 1.57 | 1.65 | 75,072 | 21:30:00 |
1. Name and Address of Reporting Person * Richmond David S. | 2. Issuer Name and Ticker or Trading Symbol ROCKWELL MEDICAL, INC. [ RMTI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) __X__ Other (specify below) See Footnotes 1 and 2 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock (1)(2) | 12/21/2020 | S | 42450 | D | $1.03 | 1433309 | I | By: The RBI Opportunities Fund II, LLC (4) | ||
Common Stock (1)(2) | 3465803 | I | By: The RBI Opportunities Fund, LLC (3) | |||||||
Common Stock (1)(2) | 64841 | I | By: RBI Private Investment I, LLC (5) | |||||||
Common Stock (1)(2) | 61278 | I | By: Richmond Brothers, Inc. (6)(7) | |||||||
Common Stock (1)(2) | 38490 | I | By: RBI Private Investment II, LLC (8) | |||||||
Common Stock (1)(2) | 108628 | I | By: Richmond Brothers 401(k) Profit Sharing Plan (9) | |||||||
Common Stock (1)(2) | 29787 | I | By: Spouse of David S. Richmond (10) | |||||||
Common Stock (1)(2) | 797 | I | By: Daughter of David S. Richmond (11) | |||||||
Common Stock (1)(2) | 7 | I | By: Son of David S. Richmond (12) | |||||||
Common Stock (1)(2) | 52837 | I | By: Matthew J. Curfman | |||||||
Common Stock (1)(2) | 38300 | I | By: Spouse of Matthew J. Curfman (13) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Richmond David S. 3568 WILDWOOD AVENUE JACKSON, MI 49202 | X | See Footnotes 1 and 2 | |||
RBI Private Investment I, LLC 3568 WILDWOOD AVENUE JACKSON, MI 49202 | See Footnotes 1 and 2 | ||||
RBI Private Investment II, LLC 3568 WILDWOOD AVENUE JACKSON, MI 49202 | See Footnotes 1 and 2 | ||||
RBI OPPORTUNITIES FUND, LLC 3568 WILDWOOD AVENUE JACKSON, MI 49202 | See Footnotes 1 and 2 | ||||
RBI OPPORTUNITIES FUND II, LLC 3568 WILDWOOD AVENUE JACKSON, MI 49202 | See Footnotes 1 and 2 | ||||
RBI PI Manager, LLC 3568 WILDWOOD AVENUE JACKSON, MI 49202 | X | See Footnotes 1 and 2 | |||
Richmond Brothers 401(k) Profit Sharing Plan 3568 WILDWOOD AVENUE JACKSON, MI 49202 | See Footnotes 1 and 2 | ||||
Richmond Brothers, Inc. 3568 WILDWOOD AVENUE JACKSON, MI 49202 | See Footnotes 1, 2 and 3 | ||||
Curfman Matthew J. 3568 WILDWOOD AVENUE JACKSON, MI 49202 | See Footnotes 1 and 2 |
Signatures | ||
By: /s/ David S. Richmond | 12/23/2020 | |
**Signature of Reporting Person | Date | |
By: RBI Private Investment I, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager | 12/23/2020 | |
**Signature of Reporting Person | Date | |
By: RBI Private Investment II, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager | 12/23/2020 | |
**Signature of Reporting Person | Date | |
By: The RBI Opportunities Fund, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager | 12/23/2020 | |
**Signature of Reporting Person | Date | |
By: The RBI Opportunities Fund II, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager | 12/23/2020 | |
**Signature of Reporting Person | Date | |
By: RBI PI Manager, LLC; By: /s/ David S. Richmond, Manager | 12/23/2020 | |
**Signature of Reporting Person | Date | |
By: Richmond Brothers 401(k) Profit Sharing Plan; By: /s/ David S. Richmond, Trustee | 12/23/2020 | |
**Signature of Reporting Person | Date | |
By: Richmond Brothers, Inc.; By: /s/ David S. Richmond, Chairman | 12/23/2020 | |
**Signature of Reporting Person | Date | |
By: /s/ Matthew J. Curfman | 12/23/2020 | |
**Signature of Reporting Person | Date |
1 Year Rockwell Medical Chart |
1 Month Rockwell Medical Chart |
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