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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Rockwell Medical Inc | NASDAQ:RMTI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.05 | -3.07% | 1.58 | 1.51 | 6.00 | 1.72 | 1.57 | 1.65 | 75,072 | 05:00:07 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Richmond David S. |
2. Issuer Name
and
Ticker or Trading Symbol
ROCKWELL MEDICAL, INC. [ RMTI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) __ X __ Other (specify below) See Footnotes 1 and 2 |
3568 WILDWOOD AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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JACKSON, MI 49202 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock (1) (2) (3) | 7/8/2019 | P | 603 | A | $3.0458 | 179039 | D | |||
Common Stock (1) (2) (3) | 7/8/2019 | P | 5519 | A | $3.0458 | 48354 | I | By: Matthew J. Curfman | ||
Common Stock (1) (2) (3) | 7/8/2019 | P | 1501 | A | $3.0458 | 74797 (9) | I | By: Richmond Brothers 401(k) Profit Sharing Plan (8) | ||
Common Stock (1) (2) (3) | 7/8/2019 | P | 902 | A | $3.0458 | 75699 | I | By: Richmond Brothers 401(k) Profit Sharing Plan (8) | ||
Common Stock (1) (2) (3) | 7/8/2019 | P | 601 | A | $3.0458 | 76300 | I | By: Richmond Brothers 401(k) Profit Sharing Plan (8) | ||
Common Stock (1) (2) (3) | 7/8/2019 | P | 654 | A | $3.0458 | 76954 | I | By: Richmond Brothers 401(k) Profit Sharing Plan (8) | ||
Common Stock (1) (2) (3) | 38300 | I | By: Spouse of Matthew J. Curfman (13) | |||||||
Common Stock (1) (2) (3) | 3885803 | I | By: The RBI Opportunities Fund, LLC (4) | |||||||
Common Stock (1) (2) (3) | 164841 | I | By: RBI Private Investment I, LLC (6) | |||||||
Common Stock (1) (2) (3) | 38490 | I | By: RBI Private Investment II, LLC (7) | |||||||
Common Stock (1) (2) (3) | 1655759 | I | By: The RBI Opportunities Fund II, LLC (5) | |||||||
Common Stock (1) (2) (3) | 28096 | I | By: Spouse of David S. Richmond (10) | |||||||
Common Stock (1) (2) (3) | 147 | I | By: Daughter of David S. Richmond (11) | |||||||
Common Stock (1) (2) (3) | 7 | I | By: Son of David S. Richmond (12) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Richmond David S.
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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X |
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See Footnotes 1 and 2 | |
RBI Private Investment I, LLC
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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See Footnotes 1 and 2 | |
RBI Private Investment II, LLC
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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See Footnotes 1 and 2 | |
RBI OPPORTUNITIES FUND, LLC
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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See Footnotes 1 and 2 | |
RBI PI Manager, LLC
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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X |
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See Footnotes 1 and 2 | |
Richmond Brothers 401(k) Profit Sharing Plan
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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See Footnotes 1 and 2 | |
Richmond Brothers, Inc.
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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See Footnotes 1, 2 and 3 | |
Curfman Matthew J.
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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See Footnotes 1 and 2 | |
RBI OPPORTUNITIES FUND II, LLC
3568 WILDWOOD AVENUE JACKSON, MI 49202 |
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See Footnotes 1 and 2 |
Signatures
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By: /s/ David S. Richmond | 7/10/2019 | |
** Signature of Reporting Person |
Date
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By: RBI Private Investment I, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager | 7/10/2019 | |
** Signature of Reporting Person |
Date
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By: RBI Private Investment II, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager | 7/10/2019 | |
** Signature of Reporting Person |
Date
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By: The RBI Opportunities Fund, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager | 7/10/2019 | |
** Signature of Reporting Person |
Date
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By: RBI PI Manager, LLC; By: /s/ David S. Richmond, Manager | 7/10/2019 | |
** Signature of Reporting Person |
Date
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By: Richmond Brothers 401(k) Profit Sharing Plan; By: /s/ David S. Richmond, Trustee | 7/10/2019 | |
** Signature of Reporting Person |
Date
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By: Richmond Brothers, Inc.; By: /s/ David S. Richmond, Chairman | 7/10/2019 | |
** Signature of Reporting Person |
Date
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By: /s/ Matthew J. Curfman | 7/10/2019 | |
** Signature of Reporting Person |
Date
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By: The RBI Opportunities Fund II, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager | 7/10/2019 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Rockwell Medical Chart |
1 Month Rockwell Medical Chart |
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