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RMCF Rocky Mountain Chocolate Factory Inc

3.56
-0.02 (-0.56%)
After Hours
Last Updated: 21:00:01
Delayed by 15 minutes
Share Name Share Symbol Market Type
Rocky Mountain Chocolate Factory Inc NASDAQ:RMCF NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.02 -0.56% 3.56 3.48 3.69 3.59 3.50 3.59 37,434 21:00:01

Initial Statement of Beneficial Ownership (3)

10/09/2021 10:02pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

AB Value Partners, LP
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/15/2021 

3. Issuer Name and Ticker or Trading Symbol

Rocky Mountain Chocolate Factory, Inc. [RMCF]
(Last)        (First)        (Middle)

208 LENOX AVE., #409
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
_____ Officer (give title below)        ___X___ Other (specify below)
/ See Explanation of Responses
(Street)

WESTFIELD, NJ 07090      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 224855 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) AB Value Partners, LP is a member of a "group" with AB Value Management LLC, Bradley Radoff, Andrew Berger, Mary Kennedy Thompson, Mark Riegel, Sandra Elizabeth Taylor and Rhonda J. Parish for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
AB Value Partners, LP
208 LENOX AVE., #409
WESTFIELD, NJ 07090



See Explanation of Responses

Signatures
/s/ Andrew Berger, Manager of AB Value Management LLC, the general partner of AB Value Partners, LP9/10/2021
**Signature of Reporting PersonDate

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