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RFIL RF Industries Ltd

2.92
-0.03 (-1.02%)
After Hours
Last Updated: 21:00:19
Delayed by 15 minutes
Share Name Share Symbol Market Type
RF Industries Ltd NASDAQ:RFIL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.03 -1.02% 2.92 1.18 4.72 2.95 2.92 2.94 6,633 21:00:19

Initial Statement of Beneficial Ownership (3)

30/07/2020 10:59pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Yin Peter
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/11/2020 

3. Issuer Name and Ticker or Trading Symbol

R F INDUSTRIES LTD [RFIL]
(Last)        (First)        (Middle)

7610 MIRAMAR ROAD, SUITE 6000
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Financial Officer /
(Street)

SAN DIEGO, CA 92126      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 61139 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)  (1)12/13/2027 Common Stock 56000 $2.4 D  
Stock Option (right to buy)  (2)1/9/2030 Common Stock 3750 $6.4 D  

Explanation of Responses:
(1) Provided the Reporting Person is still employed with the Issuer on the following dates, 8,000 shares vest and become exercisable on December 13, 2020 and thereafter on each of the next six anniversaries of December 13, 2020.
(2) 937 shares vested on the date of grant. Provided the Reporting Person is still employed with the Issuer on the following dates, the remaining options for 2,813 shares vest in twelve equal quarterly installments over the next three years, commencing with the first quarter after January 9, 2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Yin Peter
7610 MIRAMAR ROAD
SUITE 6000
SAN DIEGO, CA 92126


Chief Financial Officer

Signatures
/s/ Peter Yin7/30/2020
**Signature of Reporting PersonDate

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