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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Richardson Electronics Ltd | NASDAQ:RELL | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.16 | 1.52% | 10.69 | 10.38 | 10.95 | 10.91 | 10.31 | 10.53 | 112,725 | 22:19:59 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Ben Robert J |
2. Issuer Name
and
Ticker or Trading Symbol
RICHARDSON ELECTRONICS LTD/DE [ RELL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) CFO, CAO, Corporate Secretary |
40W267 KESLINGER ROAD PO BOX 393 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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LAFOX, IL 60147 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 2/19/2019 | M | 2407 | A | $5.49 | 22369 | D | |||
Common Stock | 2/19/2019 | S | 2407 | D | $7.25 | 19962 | D | |||
Common Stock | 2/19/2019 | M | 200 | A | $5.49 | 20162 | D | |||
Common Stock | 2/19/2019 | S | 200 | D | $7.26 | 19962 | D | |||
Common Stock | 2/19/2019 | M | 393 | A | $5.49 | 20355 | D | |||
Common Stock | 2/19/2019 | S | 393 | D | $7.27 | 19962 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $5.49 | 2/19/2019 | M | 2407 | (1) | 8/17/2025 | Common Stock | 2407 | $0.00 | 6593 | D | ||||
Employee Stock Option (Right to Buy) | $5.49 | 2/19/2019 | M | 200 | (1) | 8/17/2025 | Common Stock | 200 | $0.00 | 6393 | D | ||||
Employee Stock Option (Right to Buy) | $5.49 | 2/19/2019 | M | 393 | (1) | 8/17/2025 | Common Stock | 393 | $0.00 | 6000 | D |
Explanation of Responses: | |
(1) | Option vests 20% per year, beginning 8/17/2016 |
Reporting Owners
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Reporting Owner Name / Address |
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||||
Director | 10% Owner | Officer | Other | ||
Ben Robert J
40W267 KESLINGER ROAD PO BOX 393 LAFOX, IL 60147 |
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CFO, CAO, Corporate Secretary |
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Signatures
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/S/ Robert J. Ben | 2/19/2019 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Richardson Electronics Chart |
1 Month Richardson Electronics Chart |
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