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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Research Frontiers Inc | NASDAQ:REFR | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.0011 | -0.07% | 1.59 | 0.64 | 2.54 | 1.6099 | 1.58 | 1.60 | 17,705 | 23:34:01 |
1. Name and Address of Reporting Person * DOUGLAS KEVIN | 2. Issuer Name and Ticker or Trading Symbol RESEARCH FRONTIERS INC [ REFR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) __X__ Other (specify below) 13(d)(3) group |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 8/7/2020 | S | 30000 | D | $3.56 | 912997 | D (1)(2) | |||
Common Stock | 8/7/2020 | S | 50000 | D | $3.56 | 1521663 | I (2)(3) | By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ||
Common Stock | 8/7/2020 | S | 20000 | D | $3.56 | 608667 | I (2)(4) | By Douglas Family Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
DOUGLAS KEVIN 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA 94939 | X | 13(d)(3) group | |||
DOUGLAS FAMILY TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA 94939 | X | 13(d)(3) group | |||
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA 94939 | X | 13(d)(3) group |
Signatures | ||
/s/ Eileen Wheatman, attorney in fact for Kevin Douglas | 8/11/2020 | |
**Signature of Reporting Person | Date | |
/s/ Eileen Wheatman, attorney in fact for Douglas Family Trust | 8/11/2020 | |
**Signature of Reporting Person | Date | |
/s/ Eileen Wheatman, attorney in fact for James Douglas and Jean Douglas Irrevocable Descendants' Trust | 8/11/2020 | |
**Signature of Reporting Person | Date |
1 Year Research Frontiers Chart |
1 Month Research Frontiers Chart |
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