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QURE uniQure NV

4.57
0.16 (3.63%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
uniQure NV NASDAQ:QURE NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.16 3.63% 4.57 4.28 4.99 4.635 4.36 4.41 696,984 01:00:00

Initial Statement of Beneficial Ownership (3)

30/08/2019 3:43pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Kuta Alexander Edward III

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/20/2019 

3. Issuer Name and Ticker or Trading Symbol

uniQure N.V. [QURE]

(Last)        (First)        (Middle)

C/O UNIQURE N.V., PAASHEUVELWEG 25A

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Executive VP, Operations /

(Street)

AMSTERDAM, P7 11058BP      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 26578 D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)  (1)1/23/2027 Ordinary Shares 118000 (1)$5.31 D 
 
Stock Option (Right to Buy)  (2)1/26/2028 Ordinary Shares 23962 $19.39 D 
 
Stock Option (Right to Buy)  (3)1/25/2029 Ordinary Shares 19883 $31.71 D 
 

Explanation of Responses:
(1) The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. The option grant was for 150,000 shares, 32,000 of which were exercised prior to the date of this Form 3.
(2) The Stock Option vested 25% on January 26, 2019 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.
(3) The Stock Option vests 25% on January 25, 2020 (the first anniversary of the date of grant), and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Remarks:
Exhibit List: Exhibit 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Kuta Alexander Edward III
C/O UNIQURE N.V.
PAASHEUVELWEG 25A
AMSTERDAM, P7 11058BP


Executive VP, Operations

Signatures
/s/ Christian Klemt, Attorney-in-Fact8/30/2019
**Signature of Reporting PersonDate

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