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Share Name | Share Symbol | Market | Type |
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Prospect Capital Corporation | NASDAQ:PSEC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.07 | 1.28% | 5.56 | 5.56 | 5.57 | 5.57 | 5.50 | 5.50 | 1,473,668 | 22:16:35 |
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MARYLAND
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814-00659
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43-2048643
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(State or other jurisdiction
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(Commission File Number)
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(IRS Employer
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of incorporation)
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Identification No.)
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading symbol
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Name of each exchange on which registered
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Common Stock, $0.001 par value
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PSEC
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NASDAQ Global Select Market
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6.25% Notes due 2024, par value $25
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PBB
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New York Stock Exchange
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6.25% Notes due 2028, par value $25
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PBY
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New York Stock Exchange
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6.875% Notes due 2029, par value $25
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PBC
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New York Stock Exchange
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1.1
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Dealer Manager Agreement, dated as of August 3, 2020, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC
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3.1
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Articles of Amendment
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3.2
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Articles Supplementary to the Articles of Amendment and Restatement of Prospect Capital Corporation
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4.1
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Form of Subscription Agreement
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5.1
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Opinion of Venable LLP
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10.1
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Escrow Agreement, by and between Preferred Capital Securities, LLC, Prospect Capital Corporation and UMB Bank, National Association
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99.1
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Preferred Stock Dividend Reinvestment Plan
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Exhibit
Number
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Description
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1 Year Prospect Capital Chart |
1 Month Prospect Capital Chart |
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