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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Prospect Capital Corporation | NASDAQ:PSEC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.08 | 1.46% | 5.57 | 5.55 | 5.57 | 5.58 | 5.50 | 5.50 | 1,630,325 | 21:02:59 |
CUSIP No. 74348T102
|
|
1. Names of Reporting Persons.
|
|
John F. Barry III
|
|
|
|
2. Check the Appropriate Box if a Member of a Group
|
|
(a) o
|
|
(b) o
|
|
|
|
3. SEC Use Only
|
|
4. Source of Funds
|
|
BK, PF, OO
|
|
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
|
|
|
6. Citizenship or Place of Organization
|
|
United States of America
|
|
Number of Shares
Beneficially
Owned by
Each Reporting
Person With:
|
7. Sole Voting Power
|
96,972,193.45
|
|
|
|
8. Shared Voting Power
|
|
202,368.21
|
|
|
|
9. Sole Dispositive Power
|
|
96,972,193.45
|
|
|
|
10. Shared Dispositive Power
|
|
202,368.21
|
|
|
|
11. Aggregate Amount Beneficially Owned by Each Reporting Person
|
|
97,174,561.66
|
|
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares o
|
|
|
|
13. Percent of Class Represented by Amount in Row (11)
|
|
26.31%
|
|
14. Type of Reporting Person
|
|
IN
|
CUSIP No. 74348T102
|
|
1. Names of Reporting Persons.
|
|
John and Daria Barry Foundation
|
|
|
|
2. Check the Appropriate Box if a Member of a Group
|
|
(a) o
|
|
(b) o
|
|
|
|
3. SEC Use Only
|
|
4. Source of Funds
|
|
OO, WC
|
|
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
|
|
|
6. Citizenship or Place of Organization
|
|
United States of America
|
|
Number of Shares
Beneficially
Owned by
Each Reporting
Person With:
|
7. Sole Voting Power
|
25,280,044.84
|
|
|
|
8. Shared Voting Power
|
|
0
|
|
|
|
9. Sole Dispositive Power
|
|
25,280,044.84
|
|
|
|
10. Shared Dispositive Power
|
|
0
|
|
|
|
11. Aggregate Amount Beneficially Owned by Each Reporting Person
|
|
25,280,044.84
|
|
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares o
|
|
|
|
13. Percent of Class Represented by Amount in Row (11)
|
|
6.84%
|
|
14. Type of Reporting Person
|
|
OO
|
Date of Transaction
|
Account
|
Amount of Securities
|
Weighted Average Price per Share
|
Type
|
6/18/2020
|
John F. Barry III IRA
|
5,404.352
|
$5.37
|
Dividend
|
6/18/2020
|
John F. Barry III
|
826,043.683
|
$5.11
|
Dividend
|
6/18/2020
|
Daria Barry IRA
|
2,234.220
|
$5.37
|
Dividend
|
6/18/2020
|
Foundation
|
293,328.697
|
$5.11
|
Dividend
|
5/21/2020
|
John F. Barry III IRA
|
5,903.345
|
$4.86
|
Dividend
|
5/21/2020
|
John F. Barry III
|
908,148.630
|
$4.59
|
Dividend
|
5/21/2020
|
Daria Barry IRA
|
2,440.510
|
$4.86
|
Dividend
|
5/21/2020
|
Foundation
|
322,513.277
|
$4.59
|
Dividend
|
1 Year Prospect Capital Chart |
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