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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Peapack Gladstone Financial Corporation | NASDAQ:PGC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.34 | 1.48% | 23.31 | 22.08 | 26.00 | 23.545 | 23.15 | 23.23 | 76,623 | 00:08:47 |
New Jersey
|
22-3537895
|
|
(State or Other Jurisdiction of
Incorporation or Organization)
|
(I.R.S. Employer Identification No.)
|
Jeffrey J. Carfora
|
Lawrence M.F. Spaccasi, Esq.
|
|
Chief Financial Officer
|
Jeffrey M. Cardone, Esq.
|
|
Peapack-Gladstone Financial Corporation
|
Scott A. Brown, Esq.
|
|
500 Hills Drive, Suite 300
|
Luse Gorman, PC
|
|
Bedminster, New Jersey 07291
|
5335 Wisconsin Ave., N.W., Suite 780
|
|
(908) 234-0700
|
Washington, DC 20015-2035
|
|
(Name, Address and Telephone
|
(202) 274-2000
|
|
Number of Agent for Service)
|
||
Large accelerated filer ◻
|
Accelerated filer ⌧
|
Non-accelerated filer ◻
|
Smaller reporting company ◻
|
Emerging growth company ◻
|
|
Title of
Securities
to be
Registered
|
Amount
to be
Registered (1)
|
Proposed
Maximum
Offering Price
Per Share
|
Proposed
Maximum
Aggregate
Offering Price
|
Amount of
Registration
Fee
|
Common stock, no par value per share
|
500,000
|
$13.93(2)
|
$15,965,000
|
$1,742
|
(1) |
Represents the maximum number of shares of the registrant’s common stock, no par value, (“Common Stock”) reserved for issuance pursuant to the Peapack-Gladstone Financial Corporation 2021 Long-Term Incentive
Plan (the “Plan”). Pursuant to Rule 416 under the Securities Act of 1933, as amended, (the “Securities Act”) this registration statement also covers additional shares that may become issuable under the Plan by reason of certain
corporate transactions or events, including any stock split, stock dividend or similar adjustment of the outstanding common stock of Peapack-Gladstone Financial Corporation (the “Company”) pursuant to 17 C.F.R. Section 230.416(a).
|
(2) |
Determined pursuant to 17 C.F.R. Sections 230.45(h)(1).
|
Regulation S-K
Exhibit Number
|
Document
|
Reference to Prior Filing or
Exhibit No. Attached Hereto
|
||
|
*
|
|||
|
||||
|
**
|
|||
|
||||
|
Attached as Exhibit 5
|
|||
|
***
|
|||
|
Attached as Exhibit 10.2
|
|||
|
Contained in Exhibit 5
|
|||
|
Attached as Exhibit 23.2
|
|||
|
Contained on Signature Page
|
*
|
Incorporated by reference to Exhibit 3 of the Company’s Form 10-Q Quarterly Report filed on November 9, 2009 (File No. 001-16197).
|
** |
Incorporated by reference to Exhibit 3.2 of the Company’s Form 8-K Current Report filed on December 20, 2017 (File No. 001-16197).
|
***
|
Incorporated by reference to Appendix A to the proxy statement for the Annual Meeting of Shareholders of Peapack-Gladstone Financial Corporation (File No.
001-16197), filed by the Company under the Exchange Act on March 18, 2021).
|
PEAPACK-GLADSTONE FINANCIAL CORPORATION
|
||
By:
|
/s/ Douglas L. Kennedy
|
|
Douglas L. Kennedy
|
||
President and Chief Executive Officer
|
||
(Duly Authorized Representative)
|
Signature
|
|
Title
|
|
Date
|
|
|
|
|
|
/s/ Douglas L. Kennedy
|
|
President and Chief Executive Officer and Director
|
|
July 1, 2021
|
Douglas L. Kennedy
|
|
(Principal Executive Officer)
|
|
|
/s/ Jeffrey J. Carfora
|
|
Senior Executive Vice President and Chief Financial Officer
|
|
July 1, 2021
|
Jeffrey J. Carfora
|
|
(Principal Financial Officer)
|
|
|
/s/ Francessco S. Rossi
|
|
Senior Vice President and Chief Accounting Officer
|
|
July 1, 2021
|
Francessco S. Rossi
|
(Principal Accounting Officer)
|
|||
/s/ F. Duffield Meyercord
|
Chairman of the Board
|
July 1, 2021
|
||
F. Duffield Meyercord
|
||||
/s/ Carmen M. Bowser
|
|
Director
|
|
July 1, 2021
|
Carmen M. Bowser
|
|
|
|
|
/s/ Susan A. Cole
|
|
Director
|
|
July 1, 2021
|
Susan A. Cole
|
|
|
|
|
/s/ Anthony J. Consi II
|
|
Director
|
|
July 1, 2021
|
Anthony J. Consi II |
|
|
|
|
|
/s/ Richard Daingerfield
|
|
Director
|
|
July 1, 2021 |
Richard Daingerfield
|
||||
/s/ Edward A. Grampigna, Jr.
|
Director
|
July 1, 2021 | ||
Edward A. Gramigna, Jr.
|
|
|
|
|
/s/ Peter D. Horst
|
|
Director
|
|
July 1, 2021
|
Peter D. Horst
|
|
|
|
|
/s/ Steven A. Kass
|
|
Director
|
|
July 1, 2021
|
Steven A. Kass
|
|
|
|
|
/s/ Patrick J. Mullen
|
|
Director
|
|
July 1, 2021
|
Patrick J. Mullen
|
|
|
|
|
/s/ Philip W. Smith III
|
|
Director
|
|
July 1, 2021
|
Philip W. Smith III
|
|
|
|
|
/s/ Tony Spinelli
|
|
Director
|
|
July 1, 2021
|
Tony Spinelli
|
|
|
||
/s/ Beth Welsh
|
|
Director
|
|
July 1, 2021
|
Beth Welsh
|
|
|
|
|
1 Year Peapack Gladstone Financ... Chart |
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