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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Peapack Gladstone Financial Corporation | NASDAQ:PGC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.60 | -1.71% | 34.55 | 13.79 | 43.42 | 35.41 | 34.19 | 35.35 | 68,684 | 21:06:19 |
New Jersey
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22-3537895
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(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer Identification No.)
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Frank A. Cavallaro
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Lawrence M.F. Spaccasi, Esq.
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Chief Financial Officer
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Scott A. Brown, Esq.
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Peapack-Gladstone Financial Corporation
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Luse Gorman, PC
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500 Hills Drive, Suite 300
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5335 Wisconsin Ave., N.W., Suite 780
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Bedminster, New Jersey 07291
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Washington, DC 20015-2035
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(908) 234-0700
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(202) 274-2000
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(Name, Address and Telephone
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Number of Agent for Service)
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Large accelerated filer ☐
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Accelerated filer ⌧
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Non-accelerated filer ☐
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Smaller reporting company ☐
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Emerging growth company ☐
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Regulation S-K
Exhibit Number
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Document
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Reference to Prior Filing or
Exhibit No. Attached Hereto
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*
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**
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Attached as Exhibit 5
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***
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Contained in Exhibit 5
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Attached as Exhibit 23.2
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Contained on Signature Page
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* |
Incorporated by reference to Exhibit 3 of the Company’s Form 10-Q Quarterly Report filed on November 9, 2009 (File No. 001-16197).
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** |
Incorporated by reference to Exhibit 3.2 of the Company’s Form 8-K Current Report filed on March 23, 2023 (File No. 001-16197).
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PEAPACK-GLADSTONE FINANCIAL CORPORATION
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By:
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/s/ Douglas L. Kennedy |
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Douglas L. Kennedy
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President and Chief Executive Officer
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(Duly Authorized Representative)
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Signatures
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Title
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Date
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/s/ Douglas L. Kennedy
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President, Chief Executive Officer and Director
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May 30, 2024
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Douglas L. Kennedy
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(Principal Executive Officer)
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/s/ Frank A. Cavallaro
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Senior Executive Vice President and Chief Financial Officer
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May 30, 2024
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Frank A. Cavallaro
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(Principal Financial Officer)
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/s/ Francesco S. Rossi |
Senior Vice President and Chief
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May 30, 2024
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Francesco S. Rossi
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Accounting Officer (Principal Accounting Officer)
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/s/ F. Duffield Meyercord |
Chairman of the Board
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, 2024
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F. Duffield Meyercord
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Signatures
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Title
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Date
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/s/ Carmen M. Bowser |
Director
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May 30, 2024
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Carmen M. Bowser
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/s/ Patrick M. Campion |
Director
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May 30, 2024
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Patrick M. Campion
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||||
/s/ Susan A. Cole |
Director
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May 30, 2024
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Susan A. Cole
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||||
/s/ Anthony J. Consi, II |
Director
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May 30, 2024
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Anthony J. Consi, II
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||||
/s/ Richard Daingerfield |
Director
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May 30, 2024
|
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Richard Daingerfield
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||||
/s/ Edward A. Gramigna, Jr. |
Director
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May 30, 2024
|
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Edward A. Gramigna, Jr.
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||||
/s/ Peter D. Horst |
Director
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May 30, 2024
|
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Peter D. Horst
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||||
/s/ Steven A. Kass |
Director
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May 30, 2024
|
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Steven A. Kass
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/s/ Patrick J. Mullen |
Director
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May 30, 2024
|
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Patrick J. Mullen
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||||
/s/ Philip W. Smith, III |
Director
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May 30, 2024
|
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Philip W. Smith, III
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/s/ Tony Spinelli |
Director
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May 30, 2024
|
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Tony Spinelli
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/s/ Beth Welsh |
Director
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May 30, 2024
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Beth Welsh
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Re: |
Peapack-Gladstone Financial Corporation 2024 Employee Stock Purchase Plan
Registration Statement on Form S-8 |
Very truly yours,
|
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/s/ Luse Gorman, PC |
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LUSE GORMAN, PC
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Security Type
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Security Class Title
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Fee Calculation Rule
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Amount to be Registered(1)
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Proposed Maximum Aggregate Offering Price Per Share(2)
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Maximum Aggregate Offering Price(2)
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Fee Rate
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Amount of Registration Fee(2)
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Equity
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Common stock, $0.01 par value per share
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457(c) and 457(h)
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150,000
|
$21.08
|
$3,162,000.00
|
0.00014760
|
$466.71
|
Total Offering Amounts
|
$3,162,000.00
|
$466.71
|
|||||
Total Fee Offsets
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$0.00
|
||||||
Net Fee Due
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$3,162,000.00
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$466.71
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(1)
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Together with an indeterminate number of additional shares that may be necessary to adjust the number of shares reserved for issuance pursuant to
the Peapack-Gladstone Financial Corporation 2024 Employee Stock Purchase Plan as a result of a stock split, stock dividend or similar adjustment of the outstanding common stock of Peapack-Gladstone Financial Corporation (the “Company”)
pursuant to 17 C.F.R. Section 230.416(a).
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(2)
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Estimated solely for the purpose of calculating the registration fee
in accordance with Rules 457(c) and (h) under the Securities Act, based on the average of the high and low prices of the Company’s common stock as reported on the Nasdaq Global Select Market on May 29, 2024.
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