ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for monitor Customisable watchlists with full streaming quotes from leading exchanges, such as LSE, NASDAQ, NYSE, AMEX, Bovespa, BIT and more.

PACB Pacific Biosciences of California Inc

2.25
0.02 (0.90%)
16 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Pacific Biosciences of California Inc NASDAQ:PACB NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.02 0.90% 2.25 2.14 2.21 2.46 2.031 2.42 15,793,797 00:59:59

Initial Statement of Beneficial Ownership (3)

13/08/2020 9:45pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Gong Benjamin B
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/8/2020 

3. Issuer Name and Ticker or Trading Symbol

PACIFIC BIOSCIENCES OF CALIFORNIA, INC. [PACB]
(Last)        (First)        (Middle)

PACIFIC BIOSCIENCES OF CALIFORNIA, INC., 1305 O'BRIEN DRIVE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Interim CFO and PAO /
(Street)

MENLO PARK, CA 94025      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 82347 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)  (2)6/15/2021 Common Stock 10000 $11.64 D  
Stock Option (right to buy)  (2)2/15/2022 Common Stock 100000 $4.79 D  
Stock Option (right to buy)  (2)2/15/2023 Common Stock 50000 $2.18 D  
Stock Option (right to buy)  (2)2/18/2024 Common Stock 50000 $7.05 D  
Stock Option (right to buy)  (2)2/17/2025 Common Stock 60000 $6.91 D  
Stock Option (right to buy)  (2)2/16/2026 Common Stock 65000 $8.90 D  
Stock Option (right to buy) 3/15/2017 (3)2/15/2027 Common Stock 70000 $5.27 D  
Stock Option (right to buy) 3/15/2018 (3)2/15/2028 Common Stock 50000 $2.54 D  

Explanation of Responses:
(1) Includes 51,250 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule, provided that the Reporting Person continues to be a Service Provider through each vesting date.
(2) The shares subject to the option are fully vested and exercisable.
(3) One forty-eighth (1/48) of the shares subject to the option vests monthly over a four year period, provided that the Reporting Person is a service provider through each vesting date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Gong Benjamin B
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
1305 O'BRIEN DRIVE
MENLO PARK, CA 94025


Interim CFO and PAO

Signatures
/s/ Benjamin B. Gong8/13/2020
**Signature of Reporting PersonDate

1 Year Pacific Biosciences of C... Chart

1 Year Pacific Biosciences of C... Chart

1 Month Pacific Biosciences of C... Chart

1 Month Pacific Biosciences of C... Chart

Your Recent History

Delayed Upgrade Clock