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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Outlook Therapeutics Inc | NASDAQ:OTLK | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.11 | 1.30% | 8.60 | 8.24 | 8.60 | 8.88 | 8.50 | 8.57 | 101,290 | 01:00:00 |
|
Delaware
|
| |
2836
|
| |
38-3982704
|
|
|
(State or other jurisdiction of
incorporation or organization) |
| |
(Primary Standard Industrial
Classification Code Number) |
| |
(I.R.S. Employer Identification No.)
|
|
|
Yvan-Claude Pierre
Marianne C. Sarrazin Pia Kaur Cooley LLP 1114 Avenue of the Americas New York, New York 10036 (212) 479-6000 |
| |
Lawrence A. Kenyon
Outlook Therapeutics, Inc. 7 Clarke Drive Cranbury, New Jersey 08512 (609) 619-3990 |
| |
Jack Hogoboom
Lowenstein Sandler LLP 1251 Avenue of the Americas New York, NY 10020 (212) 262-6700 |
|
| Large accelerated filer ☐ | | | Accelerated filer ☐ | | | Non-accelerated filer ☐ | | | Smaller reporting company ☒ | |
| | | | | | | | | | Emerging growth company ☒ | |
| | ||||||||||||
Title of Each Class of Securities to be Registered
|
| |
Proposed Maximum
Aggregate Offering Price (1)(2)(3) |
| |
Amount of
Registration Fee |
| ||||||
Common Stock, $0.01 par value per share
|
| | | $ | 57,500,000 | | | | | $ | 6,969 | | |
|
| | |
Per Share
|
| |
Total
|
| ||||||
Price to the public
|
| | | $ | | | | | $ | | | ||
Underwriting discount
(1)
|
| | | $ | | | | | | $ | | | |
Proceeds to us (before expenses)
|
| | | $ | | | | | | $ | | | |
| | |
Page
|
| |||
| | | | 1 | | | |
| | | | 3 | | | |
| | | | 5 | | | |
| | | | 7 | | | |
| | | | 9 | | | |
| | | | 10 | | | |
Capitalization | | | | | 11 | | |
Dilution | | | | | 13 | | |
| | |
As of December 31, 2018
|
| |||||||||||||||
| | |
Actual
|
| |
Pro Forma
|
| |
Pro Forma
As Adjusted (1) |
| |||||||||
Cash
|
| | | $ | 227,716 | | | | | $ | 8,227,716 | | | | | $ | | | |
Debt obligations, current and long term
|
| | | | 13,814,108 | | | | | | 13,814,108 | | | | | | | | |
Convertible preferred stock: | | | | | |||||||||||||||
Series A-1 convertible preferred stock, par value
$0.01 per share; 200,000 shares authorized, 61,708 shares issued and outstanding actual, pro forma and pro forma as adjusted |
| | | | 4,884,924 | | | | | | 4,884,924 | | | | | | | | |
Stockholders’ equity (deficit): | | | | | |||||||||||||||
Common stock, par value $0.01 per share;
200,000,000 shares authorized and 85,091,786 shares issued and outstanding, actual; 93,669,034 shares issued and outstanding, pro forma; and shares issued and outstanding, pro forma as adjusted |
| | | | 850,918 | | | | | | 936,690 | | | | |||||
Additional paid-in capital
|
| | | | 202,493,283 | | | | | | 210,407,511 | | | | |||||
Accumulated deficit
|
| | | | (229,698,465 ) | | | | | | (229,698,465 ) | | | | | | | | |
Total stockholders’ equity (deficit)
|
| | | | (26,354,264 ) | | | | | | (18,354,264 ) | | | | | | | | |
Total capitalization
|
| | | $ | (7,655,232 ) | | | | | $ | 344,768 | | | | | $ | | | |
|
|
Assumed public offering price per share
|
| | | | | | | | | $ | | | |
|
Pro forma net tangible book deficit per share
|
| | | $ | (0.20 ) | | | | | | | | |
|
Increase in pro forma net tangible book value per share attributable to new investors
|
| | | | | | | | | | | | |
|
Pro forma as adjusted net tangible book value per share after this offering
|
| | | | | | | | | | | | |
|
Dilution per share to new investors
|
| | | | | | | | | $ | | | |
|
Underwriter
|
| |
Number
of Shares |
| |||
Oppenheimer & Co. Inc.
|
| | |||||
Aegis Capital Corporation
|
| | |||||
Total
|
| | | | | | |
|
| | |
Per Share
|
| |
Total Without
Exercise of Over-Allotment Option |
| |
Total With Full
Exercise of Over-Allotment Option |
| |||||||||
Public offering price
|
| | | $ | | | | | $ | | | | | $ | | | |||
Underwriting discount
|
| | | $ | | | | | | $ | | | | | | $ | | | |
Proceeds to us (before expenses)
|
| | | $ | | | | | | $ | | | | | | $ | | | |
| | |
Amount
|
| |||
SEC registration fee
|
| | | $ | 6,969 | | |
FINRA filing fee
|
| | | | 8,625 | | |
Accountant’s fees and expenses
|
| | | | * | | |
Legal fees and expenses
|
| | | | * | | |
Transfer agent’s fees and expenses
|
| | | | * | | |
Printing and engraving expenses
|
| | | | * | | |
Miscellaneous
|
| | | | * | | |
Total expenses
|
| | | $ | * | | |
|
Signatures
|
| |
Title
|
| |
Date
|
|
/s/ Ralph H. Thurman
Ralph H. Thurman
|
| | Executive Chairman | | |
February 20, 2019
|
|
/s/ Lawrence A. Kenyon
Lawrence A. Kenyon
|
| |
President and Chief Executive Officer, Chief
Financial Officer, Treasurer, Secretary and Director (Principal Executive, Financial and Accounting Officer) |
| |
February 20, 2019
|
|
/s/ Yezan Haddadin
Yezan Haddadin
|
| | Director | | |
February 20, 2019
|
|
/s/ Kurt J. Hilzinger
Kurt J. Hilzinger
|
| | Director | | |
February 20, 2019
|
|
/s/ Pankaj Mohan, Ph.D.
Pankaj Mohan, Ph.D.
|
| | Director | | |
February 20, 2019
|
|
/s/ Faisal G. Sukhtian
Faisal G. Sukhtian
|
| | Director | | |
February 20, 2019
|
|
/s/ Joe Thomas
Joe Thomas
|
| | Director | | |
February 20, 2019
|
|
/s/ Joerg Windisch, Ph.D.
Joerg Windisch, Ph.D.
|
| | Director | | |
February 20, 2019
|
|
1 Year Outlook Therapeutics Chart |
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