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OSBC Old Second Bancorp Inc

13.70
-0.15 (-1.08%)
After Hours
Last Updated: 21:07:04
Delayed by 15 minutes
Share Name Share Symbol Market Type
Old Second Bancorp Inc NASDAQ:OSBC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.15 -1.08% 13.70 11.47 15.14 13.80 13.62 13.80 223,729 21:07:04

Statement of Changes in Beneficial Ownership (4)

15/03/2018 7:03pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Pilmer Donald
2. Issuer Name and Ticker or Trading Symbol

OLD SECOND BANCORP INC [ OSBC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP
(Last)          (First)          (Middle)

37 S. RIVER ST.
3. Date of Earliest Transaction (MM/DD/YYYY)

3/13/2018
(Street)

AURORA, IL 60506
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Old Second Bancorp, Inc. Common Stock   3/13/2018     D    2197   (4) D   (2) 46408.054   (3) D    
Old Second Bancorp, Inc. Common Stock                  2654   I   401(k) plan  
Old Second Bancorp, Inc. Common Stock                  924   I   Profit Sharing Plan  
Old Second Bancorp, Inc. Common Stock                  1450   (1) I   Spouse's IRA  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  These shares are held in spouse's IRA for which Mr. Pilmer is listed as a beneficiary.
(2)  Does not apply.
(3)  Included in this total are 10,257 shares held in Mr. Pilmer's name alone; 12,549 shares held in brokerage; 23,566 shares of Restricted Stock Units and 36.054 shares of Restricted Stock Equivalents.
(4)  These shares represent performance based restricted stock units that vested and disposed of to cover tax liability.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Pilmer Donald
37 S. RIVER ST.
AURORA, IL 60506


EVP

Signatures
/s/ Donald Pilmer 3/13/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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