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OPK Opko Health Inc

1.31
0.04 (3.15%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Opko Health Inc NASDAQ:OPK NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.04 3.15% 1.31 1.28 1.31 1.31 1.27 1.29 6,781,707 00:59:30

Statement of Changes in Beneficial Ownership (4)

08/08/2022 1:06pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

FROST PHILLIP MD ET AL
2. Issuer Name and Ticker or Trading Symbol

OPKO HEALTH, INC. [ OPK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CEO & Chairman
(Last)          (First)          (Middle)

OPKO HEALTH, INC., 4400 BISCAYNE BLVD.
3. Date of Earliest Transaction (MM/DD/YYYY)

8/5/2022
(Street)

MIAMI, FL 33137
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock         3068951 D  
Common Stock 8/5/2022  P  300 A$2.245 196606994 I See Footnote (1)
Common Stock 8/5/2022  P  7350 A$2.25 196614344 I See Footnote (1)
Common Stock 8/5/2022  P  400 A$2.255 196614744 I See Footnote (1)
Common Stock 8/5/2022  P  1600 A$2.259 196616344 I See Footnote (1)
Common Stock 8/5/2022  P  9869 A$2.26 196626213 I See Footnote (1)
Common Stock 8/5/2022  P  700 A$2.265 196626913 I See Footnote (1)
Common Stock 8/5/2022  P  400 A$2.27 196627313 I See Footnote (1)
Common Stock 8/5/2022  P  300 A$2.2701 196627613 I See Footnote (1)
Common Stock 8/5/2022  P  500 A$2.2725 196628113 I See Footnote (1)
Common Stock 8/5/2022  P  49249 A$2.275 196677362 I See Footnote (1)
Common Stock 8/5/2022  P  27700 A$2.28 196705062 I See Footnote (1)
Common Stock 8/5/2022  P  35734 A$2.285 196740796 I See Footnote (1)
Common Stock 8/5/2022  P  24400 A$2.29 196765196 I See Footnote (1)
Common Stock 8/5/2022  P  52210 A$2.295 196817406 I See Footnote (1)
Common Stock 8/5/2022  P  600 A$2.2975 196818006 I See Footnote (1)
Common Stock 8/5/2022  P  2364 A$2.2984 196820370 I See Footnote (1)
Common Stock 8/5/2022  P  3500 A$2.299 196823870 I See Footnote (1)
Common Stock 8/5/2022  P  69986 A$2.30 196893856 I See Footnote (1)
Common Stock 8/5/2022  P  11375 A$2.305 196905231 I See Footnote (1)
Common Stock 8/5/2022  P  804 A$2.31 196906035 I See Footnote (1)
Common Stock 8/5/2022  P  43656 A$2.315 196949691 I See Footnote (1)
Common Stock 8/5/2022  P  7003 A$2.32 196956694 I See Footnote (1)
Common Stock         30127177 I See Footnote (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
(2) These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of seven limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
FROST PHILLIP MD ET AL
OPKO HEALTH, INC.
4400 BISCAYNE BLVD.
MIAMI, FL 33137
XXCEO & Chairman
Frost Gamma Investments Trust
4400 BISCAYNE BLVD.
MIAMI, FL 33137

X


Signatures
Phillip Frost, M.D., Individually and as Trustee8/8/2022
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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