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Share Name | Share Symbol | Market | Type |
---|---|---|---|
OFS Capital Corporation | NASDAQ:OFS | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.005 | 0.06% | 8.845 | 8.81 | 8.88 | 8.86 | 8.80 | 8.80 | 4,641 | 15:14:10 |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
1. |
Names of Reporting Persons
Orchard First Source Asset Management, LLC
|
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2 |
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) ☒
|
|||||||||||||||||||
3 |
SEC Use Only
|
|||||||||||||||||||
4 |
Source of Funds (see instructions)
AF
|
|||||||||||||||||||
5 |
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||||||||||||||||||
6 |
Citizenship or Place of Organization
Delaware
|
|||||||||||||||||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
7. |
Sole Voting Power
2,946,474
|
||||||||||||||||||
8 |
Shared Voting Power
0
|
|||||||||||||||||||
9 |
Sole Dispositive Power
2,946,474
|
|||||||||||||||||||
10 |
Shared Dispositive Power
0
|
|||||||||||||||||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,946,474
|
|||||||||||||||||||
12 |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ☐
|
|||||||||||||||||||
13 |
Percent of Class Represented by Amount in Row (11)
21.96%
|
|||||||||||||||||||
14 |
Type of Reporting Person (see instructions)
OO
|
1. |
Names of Reporting Persons
Richard S. Ressler
|
|||||||||||||||||||
2 |
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) ☒
|
|||||||||||||||||||
3 |
SEC Use Only
|
|||||||||||||||||||
4 |
Source of Funds (see instructions)
PF
|
|||||||||||||||||||
5 |
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||||||||||||||||||
6 |
Citizenship or Place of Organization
United States
|
|||||||||||||||||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
7. |
Sole Voting Power
0
|
||||||||||||||||||
8 |
Shared Voting Power
2,946,474
|
|||||||||||||||||||
9 |
Sole Dispositive Power
0
|
|||||||||||||||||||
10 |
Shared Dispositive Power
2,946,474
|
|||||||||||||||||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,946,474
|
|||||||||||||||||||
12 |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ☐
|
|||||||||||||||||||
13 |
Percent of Class Represented by Amount in Row (11)
21.96%
|
|||||||||||||||||||
14 |
Type of Reporting Person (see instructions)
IN
|
1. |
Names of Reporting Persons
The OI3 2019 Trust
|
|||||||||||||||||||
2 |
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) ☒
|
|||||||||||||||||||
3 |
SEC Use Only
|
|||||||||||||||||||
4 |
Source of Funds (see instructions)
AF
|
|||||||||||||||||||
5 |
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||||||||||||||||||
6 |
Citizenship or Place of Organization
United States
|
|||||||||||||||||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
7. |
Sole Voting Power
0
|
||||||||||||||||||
8 |
Shared Voting Power
2,946,474
|
|||||||||||||||||||
9 |
Sole Dispositive Power
0
|
|||||||||||||||||||
10 |
Shared Dispositive Power
2,946,474
|
|||||||||||||||||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,946,474
|
|||||||||||||||||||
12 |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ☐
|
|||||||||||||||||||
13 |
Percent of Class Represented by Amount in Row (11)
21.96%
|
|||||||||||||||||||
14 |
Type of Reporting Person (see instructions)
OO
|
1. |
Names of Reporting Persons
Orchard Capital Corporation
|
|||||||||||||||||||
2 |
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) ☒
|
|||||||||||||||||||
3 |
SEC Use Only
|
|||||||||||||||||||
4 |
Source of Funds (see instructions)
AF
|
|||||||||||||||||||
5 |
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||||||||||||||||||
6 |
Citizenship or Place of Organization
California
|
|||||||||||||||||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
7. |
Sole Voting Power
0
|
||||||||||||||||||
8 |
Shared Voting Power
2,946,474
|
|||||||||||||||||||
9 |
Sole Dispositive Power
0
|
|||||||||||||||||||
10 |
Shared Dispositive Power
2,946,474
|
|||||||||||||||||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,946,474
|
|||||||||||||||||||
12 |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ☐
|
|||||||||||||||||||
13 |
Percent of Class Represented by Amount in Row (11)
21.96%
|
|||||||||||||||||||
14 |
Type of Reporting Person (see instructions)
CO
|
1. |
Names of Reporting Persons
Orchard Investments, LLC
|
|||||||||||||||||||
2 |
Check the Appropriate Box if a Member of a Group (see instructions)
(a) (b) ☒
|
|||||||||||||||||||
3 |
SEC Use Only
|
|||||||||||||||||||
4 |
Source of Funds (see instructions)
AF
|
|||||||||||||||||||
5 |
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||||||||||||||||||
6 |
Citizenship or Place of Organization
Delaware
|
|||||||||||||||||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
7. |
Sole Voting Power
0
|
||||||||||||||||||
8 |
Shared Voting Power
2,946,474
|
|||||||||||||||||||
9 |
Sole Dispositive Power
0
|
|||||||||||||||||||
10 |
Shared Dispositive Power
2,946,474
|
|||||||||||||||||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,946,474
|
|||||||||||||||||||
12 |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ☐
|
|||||||||||||||||||
13 |
Percent of Class Represented by Amount in Row (11)
21.96%
|
|||||||||||||||||||
14 |
Type of Reporting Person (see instructions)
OO
|
Explanatory Note |
Item 2. | Identity and Background |
Item 5. | Interest in Securities of the Issuer |
Item 7. | Material to be Filed as Exhibits |
ORCHARD FIRST SOURCE ASSET MANAGEMENT, a Delaware limited liability company | |||||
By: | /s/ Bilal Rashid | ||||
Name: | Bilal Rashid | ||||
Title: | President |
/s/ Richard S. Ressler | ||||||||
Richard S. Ressler | ||||||||
ORCHARD CAPITAL CORPORATION, a California corporation | ||||||||
By: | /s/ Nicholas V. Morosoff | |||||||
Name: | Nicholas V. Morosoff | |||||||
Title: | Officer | |||||||
THE OI3 2019 TRUST | ||||||||
By: | /s/ Richard S. Ressler | |||||||
Name: | Richard S. Ressler | |||||||
Title: | Investment Trustee | |||||||
By: Orchard Capital Corporation, its Manager | ||||||||
By: | /s/ Nicholas V. Morosoff | |||||||
Name: | Nicholas V. Morosoff | |||||||
Title: | Officer of Manager |
1 Year OFS Capital Chart |
1 Month OFS Capital Chart |
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