Form SD - Specialized disclosure report

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

.

FORM SD

SPECIALIZED DISCLOSURE REPORT

NXP Semiconductors N.V.

(Exact Name of the Registrant as Specified in its Charter)

Netherlands

001-34841

98-1144352

(State or other Jurisdiction of incorporation or organization)

(Commission File Number)

(IRS Employer Identification No.)

60 High Tech Campus Eindhoven Netherlands

5656 AG

(Address of principal executive offices)

(Zip code)

Eric-Paul Schat						[phone]

(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

			x			Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023

---

Section 1—Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

NXP Semiconductors N.V. (“NXP”) has determined that, during 2023, NXP or its consolidated subsidiaries manufactured and contracted to manufacture products as to which conflict minerals, as defined in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (the “Rule”), are necessary to the functionality or production. NXP has conducted a good faith reasonable country of origin inquiry (the “RCOI”) regarding those conflict minerals reasonably designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country (the “DRC Region”) or were from recycled or scrap sources. Based on the RCOI, NXP has reason to believe that some portion of the conflict minerals necessary to the functionality or production of its products may have originated in the DRC Region and has reason to believe that some of this material was not derived from recycled or scrap sources.

Item 1.02 Exhibit

A copy of NXP’s Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD is provided as Exhibit 1.01 and is publicly available at https://www.nxp.com/pip/CONFLICT-MINERALS.

Section 2—Exhibits

Item 2.01 Exhibits

Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 2023 to December 31, 2023.

---

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

NXP Semiconductors N.V.
(Registrant)
/s/ W.Betz						May 23, 2024
By: W. Betz, CFO						(Date)

Exhibit 1.01

NXP Semiconductors N.V.

Conflict Minerals Report

For the reporting period from January 1, 2023 to December 31, 2023

This Conflict Minerals Report (the “Report”) of NXP Semiconductors N.V. has been prepared under Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2023 to December 31, 2023. NXP Semiconductors N.V. refers to the operations of NXP Semiconductors N.V. and its subsidiaries and may be referred to as the “Company,” “NXP,” “we,” “us” or “our,” as the context requires. The content of any website referred to in this Report is included for general information only and is not incorporated by reference into this Report. This Report has not been subject to an independent private sector audit.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which specified minerals are necessary to the functionality or production of those products. The specified minerals are columbite-tantalite (coltan), cassiterite, wolframite, tantalum, tin, tungsten and gold, which we collectively refer to in this Report as “Covered Minerals”. For the purposes of this Report, we refer to the Democratic Republic of the Congo and any adjoining country that shares an internationally recognized border with the Democratic Republic of the Congo as the “DRC Region”.

Certain matters discussed in this Report include forward-looking statements. These forward-looking statements are not guarantees of future performance. Actual results or developments may differ materially from the expectations expressed in the forward-looking statements. We undertake no obligation to update any information contained in this Report.

NXP has determined that Covered Minerals are necessary to the functionality or production of products that it manufactures or contracts to manufacture.

Description of NXP’s Products Covered by this Report

This Report relates to products: (i) for which Covered Minerals are necessary to the functionality or production; (ii) that were manufactured or contracted to be manufactured by NXP; and (iii) for which the manufacture was completed during calendar year 2023 (collectively, the “Covered Products”).

Together with our partners, we pioneer solutions through breakthrough technologies that make the connected world better, safer, more secure and sustainable. With a broad and scalable portfolio from automotive to smart cities, we’re building towards a brighter tomorrow, together.

NXP’s Due Diligence Process

As required under the Rule, for the reporting period from January 1 to December 31, 2023, NXP has taken the measures described in this Report to exercise due diligence on the source and chain of custody of Covered Minerals necessary to the functionality or production of the Covered Products. NXP’s due diligence measures have been designed to conform to the framework in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Third Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”), as it relates to our position as a “downstream” purchaser.

---

Step 1: Establish Strong Company Management Systems

NXP believes taking responsibility for its impact on the world is crucial to the company’s success, for its ability to deliver value to stakeholders, and for protecting the environment for future generations. We have established goals for corporate governance, people practices, product development, manufacturing, environment, and community responsibility. NXP standards on social responsibility have been deployed through extensive training programs and, in 2010, we adopted a conflict-free sourcing policy. The latest version of our Responsibly Sourced Minerals Policy can be found on our company website at https://www.nxp.com/docs/en/supporting-information/NXP-STATEMENT-CONFLICT-MINERALS.pdf.

NXP has also adopted a Supplier Code of Conduct which is available at https://www.nxp.com/pip/SUPPLIER-RESPONSIBILITY. Among other things, the Supplier Code of Conduct communicates NXP’s expectations to its suppliers with respect to responsible sourcing of minerals, including Covered Minerals. Suppliers are expected to have a policy to reasonably assure that the minerals in the products they manufacture do not directly or indirectly finance or benefit armed groups that are perpetrators of serious human rights abuses around the world. Key areas of concern include the Democratic Republic of Congo and adjoining countries, and other high-risk regions for the extraction or transit of raw materials.

Suppliers shall exercise due diligence on the source and chain of custody of these minerals and make their policies and due diligence measures available to NXP upon NXP’s request. In addition, suppliers shall submit CMRTs, as defined below, to NXP upon NXP’s request.

An NXP internal team from the procurement and legal organizations led its Covered Minerals supply chain due diligence efforts. NXP’s Executive Vice President, General Counsel, and Chief Sustainability Officer oversaw the activities of this internal team.

Step 2: Identify and Assess Risks in the Supply Chain

NXP’s supply chain is complex and, in most cases, there are many third parties in the supply chain between NXP’s ultimate manufacture of the Covered Products and the original sources of Covered Minerals. NXP requires its suppliers to identify the smelters and refiners of Covered Minerals in their supply chain. In most cases, our suppliers reported this information using the broadly adopted conflict minerals reporting template (“CMRT”) developed by Responsible Minerals Initiative (“RMI”), a multi-industry initiative consisting of over 500 companies and industry associations. Due to the complexity of our supply chain, we rely on our suppliers for the accuracy and completeness of this information. In most cases, our suppliers submitted a consolidated smelter and refiner report for all of their products and materials, not just products and materials provided to NXP.

Step 3: Design and Implement a Strategy to Respond to Identified Risks

Our procurement organization has implemented escalation procedures for suppliers who (i) provide products that incorporate Covered Minerals from smelters or refiners that do not comply with a third-party audit program or (ii) have not provided details on the sourcing of Covered Minerals in their supply chain. Under these procedures, our procurement organization will develop a list of corrective actions including a timeline for compliance and a decision to continue or temporarily suspend trade with the supplier during the corrective action period. Suppliers who do not make satisfactory progress addressing the identified corrective actions are reported to NXP’s chief procurement officer.

---

NXP’s due diligence measures with respect to identified smelters and refiners were primarily based on multi-industry due diligence initiatives to evaluate the procurement practices of the smelters and refiners that process and provide Covered Minerals to our supply chain.

Step 4: Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

We believe that engagement and active cooperation with other industry members with whom we share suppliers can assist in the identification of risks in NXP’s supply chain by facilitating identification of smelters and refiners and assessment of their due diligence practices.

NXP became a member of the Responsible Business Alliance (“RBA”) (formerly the Electronic Industry Citizenship Coalition (“EICC”)) in 2014, which promotes responsible sourcing of minerals, among other important social responsibility initiatives. NXP held a position in the RBA’s Board of Directors in 2023.

NXP is also a member of the Responsible Minerals Initiative (“RMI”) where NXP representatives regularly collaborate with other industry members on complementary programs and initiatives. Over the years, NXP has been active members of the RMI’s working groups and Steering Committee.

In 2016, NXP joined the European Partnership for Responsible Minerals (“EPRM”) as a strategic partner and later in 2021, NXP chaired the EPRM. The EPRM is a multi-stakeholder partnership in which governments, NGOs, and private sector work together to create better social and economic conditions for mine workers and local mining communities, by increasing the number of mines that adopt responsible mining practices in Conflict and High-Risk Areas. The EPRM also serves as a knowledge platform where organizations can share knowledge on due diligence and support activities to improve the conditions in the mining areas.

Since 2013, NXP has chaired the World Semiconductor Council’s conflict minerals team.

In 2023, NXP became a member of the OECD Multi-stakeholder Steering Group that provides guidance and support to the operational aspects of the OECD's Responsible Minerals Implementation Programme.

Step 5: Report Annually on Supply Chain Due Diligence

This Report is publicly available at https://www.nxp.com/pip/CONFLICT-MINERALS.

Results of NXP Due Diligence Measures

For the reporting period from January 1 to December 31, 2023, based upon an internal assessment and information provided by our suppliers, NXP identified 83 suppliers who provided materials likely to incorporate Covered Minerals necessary to the functionality of our Semiconductor Products (the “Covered Minerals Suppliers”). Semiconductor Products include all semiconductor devices sold to our customers for incorporation into end-market applications. We received valid responses from all 83 Covered Minerals Suppliers that supply materials to our Semiconductor Products. Certain hardware products designed for customer evaluations or research and development, which we refer to as Innovation Tools, are excluded from the scope of our due diligence measures. Innovation Tools represent an immaterial amount of NXP product revenues and are not intended to be incorporated into our customers’ products.

This Report reflects 83 valid responses from NXP Covered Minerals Suppliers. These 83 suppliers represent 100% of the amount NXP paid to all Covered Minerals Suppliers in 2023.

---

Based on the information provided by our suppliers and information otherwise obtained through the due diligence process, NXP has reasonably determined that the facilities that may have been used to process NXP’s Covered Minerals in 2023 include the smelters and refiners (“SORs”) listed in Annex I.

Based on information received through the RMI Responsible Minerals Assurance Process (“RMAP”) or equivalent independent third-party audit programs, NXP has reason to believe the countries of origin for the Covered Minerals contained in the materials received by our Covered Minerals Suppliers include the countries listed in Annex II.

We identified 211 SORs for the Covered Minerals in our supply chain. These 211 SORs were compliant with a third-party audit program (“Conformant”). Among these 211 SORs, 24 were reported as sourcing Covered Minerals from the DRC Region; all 24 were compliant with the RMI RMAP assessment protocols.

Smelter or Refiner (SOR) Certification Status
			2023			2022			2021			2020			2019			2018
Validated			211			225			234			238			251			255
Active			0			0			3			0			0			0
Not Validated			0			0			0			0			0			0
Total			211			225			237			238			251			255

Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location
SOR Mineral Sourcing Locations
			2023												2022												2021
			DRC Region Mine			Non-DRC Region Mine or Recycled			Mine Region Not Disclosed			Total			DRC Region Mine			Non-DRC Region Mine or Recycled			Mine Region Not Disclosed			Total			DRC Region Mine			Non-DRC Region Mine or Recycled			Mine Region Not Disclosed			Total
Validated*			24			104			83			211			23			111			91			225			22			107			105			234
Active*			-			-			-			-			-			-			-			-			-			-			3			3
Not Validated			-			-			-			-			-			-			-			-			-			-			-			-
Total			24			104			83			211			23			111			91			225			22			107			108			237
			2020												2019												2018
			DRC Region Mine			Non-DRC Region Mine or Recycled			Mine Region Not Disclosed			Total			DRC Region Mine			Non-DRC Region Mine or Recycled			Mine Region Not Disclosed			Total			DRC Region Mine			Non-DRC Region Mine or Recycled			Mine Region Not Disclosed			Total
Validated*			21			115			102			238			24			158			69			251			24			157			74			255
Active*			-			-			-			-			-			-			-			-			-			-			-			-
Not Validated			-			-			-			-			-			-			-			-			-			-			-			-
Total			21			115			102			238			24			158			69			251			24			157			74			255

* RMI SOR Status

NXP identified zero high-risk SORs (either not validated or not in the process of becoming compliant with a third-party audit program). We identified 83 medium-risk SORs (validated with unknown sourcing region) and 128 SORs were considered low-risk (validated with sourcing location confirmed).

---

Additional Measures

NXP intends to continue taking the following steps this year to improve its due diligence measures and to further mitigate the risk that NXP’s use of Covered Minerals might finance or benefit armed groups:

•Update the list of products and Covered Minerals Suppliers to be included in NXP’s due diligence process for the 2024 reporting year;

•Re-engage each Covered Minerals Supplier to obtain current and accurate information about the supplier’s supply chain of Covered Minerals;

•Execute NXP’s escalation procedure with each Covered Minerals Supplier that (i) is non-responsive to requests for information or (ii) does not have systems in place to ensure sourcing of materials that comply with a third-party audit program;

•Continue to assist suppliers in due diligence activities or education;

•Continue to participate in industry initiatives encouraging “conflict-free” supply chains and identifying “conflict-free” smelters and refiners, including initiatives to add cobalt and other minerals to the scope; and

•Continue to review due diligence measures to evaluate whether appropriate to (i) incorporate recent responsible sourcing developments and insights and (ii) include additional minerals and countries of origin.

---

Annex I – Reported Smelters and Refiners

Covered Minerals			Smelter or Refiner Name			Country location of Smelter or Refiner
Gold			Agosi AG			GERMANY
Gold			Aida Chemical Industries Co., Ltd.			JAPAN
Gold			Almalyk Mining and Metallurgical Complex (AMMC)			UZBEKISTAN
Gold			AngloGold Ashanti Corrego do Sitio Mineracao			BRAZIL
Gold			Argor-Heraeus S.A.			SWITZERLAND
Gold			Asahi Pretec Corp.			JAPAN
Gold			Asahi Refining Canada Ltd.			CANADA
Gold			Asahi Refining USA Inc.			UNITED STATES OF AMERICA
Gold			Asaka Riken Co., Ltd.			JAPAN
Gold			Aurubis AG			GERMANY
Gold			Bangko Sentral ng Pilipinas (Central Bank of the Philippines)			PHILIPPINES
Gold			Boliden Ronnskar			SWEDEN
Gold			C. Hafner GmbH + Co. KG			GERMANY
Gold			CCR Refinery - Glencore Canada Corporation			CANADA
Gold			Chimet S.p.A.			ITALY
Gold			Chugai Mining			JAPAN
Gold			Dowa			JAPAN
Gold			DSC (Do Sung Corporation)			KOREA, REPUBLIC OF
Gold			Eco-System Recycling Co., Ltd. East Plant			JAPAN
Gold			Eco-System Recycling Co., Ltd. North Plant			JAPAN
Gold			Eco-System Recycling Co., Ltd. West Plant			JAPAN
Gold			Gold Refinery of Zijin Mining Group Co., Ltd.			CHINA
Gold			Heimerle + Meule GmbH			GERMANY
Gold			Heraeus Germany GmbH Co. KG			GERMANY
Gold			Heraeus Metals Hong Kong Ltd.			CHINA
Gold			Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.			CHINA
Gold			Ishifuku Metal Industry Co., Ltd.			JAPAN
Gold			Istanbul Gold Refinery			TURKEY
Gold			Italpreziosi			ITALY
Gold			Japan Mint			JAPAN
Gold			Jiangxi Copper Co., Ltd.			CHINA
Gold			JX Nippon Mining & Metals Co., Ltd.			JAPAN
Gold			Kazzinc			KAZAKHSTAN
Gold			Kennecott Utah Copper LLC			UNITED STATES OF AMERICA
Gold			KGHM Polska Miedz Spolka Akcyjna			POLAND
Gold			Kojima Chemicals Co., Ltd.			JAPAN
Gold			Korea Zinc Co., Ltd.			KOREA, REPUBLIC OF
Gold			L'Orfebre S.A.			ANDORRA
Gold			LS MnM Inc.			KOREA, REPUBLIC OF
Gold			LT Metal Ltd.			KOREA, REPUBLIC OF

---

Covered Minerals			Smelter or Refiner Name			Country location of Smelter or Refiner
Gold			Materion			UNITED STATES OF AMERICA
Gold			Matsuda Sangyo Co., Ltd.			JAPAN
Gold			Metal Concentrators SA (Pty) Ltd.			SOUTH AFRICA
Gold			Metalor Technologies (Hong Kong) Ltd.			CHINA
Gold			Metalor Technologies (Singapore) Pte., Ltd.			SINGAPORE
Gold			Metalor Technologies (Suzhou) Ltd.			CHINA
Gold			Metalor Technologies S.A.			SWITZERLAND
Gold			Metalor USA Refining Corporation			UNITED STATES OF AMERICA
Gold			Metalurgica Met-Mex Penoles S.A. De C.V.			MEXICO
Gold			Mitsubishi Materials Corporation			JAPAN
Gold			Mitsui Mining and Smelting Co., Ltd.			JAPAN
Gold			MKS PAMP SA			SWITZERLAND
Gold			MMTC-PAMP India Pvt., Ltd.			INDIA
Gold			Nadir Metal Rafineri San. Ve Tic. A.S.			TURKEY
Gold			Navoi Mining and Metallurgical Combinat			UZBEKISTAN
Gold			NH Recytech Company			KOREA, REPUBLIC OF
Gold			Nihon Material Co., Ltd.			JAPAN
Gold			Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH			AUSTRIA
Gold			Ohura Precious Metal Industry Co., Ltd.			JAPAN
Gold			Planta Recuperadora de Metales SpA			CHILE
Gold			PT Aneka Tambang (Persero) Tbk			INDONESIA
Gold			PX Precinox S.A.			SWITZERLAND
Gold			Rand Refinery (Pty) Ltd.			SOUTH AFRICA
Gold			REMONDIS PMR B.V.			NETHERLANDS
Gold			Royal Canadian Mint			CANADA
Gold			SAFINA A.S.			CZECHIA
Gold			SEMPSA Joyeria Plateria S.A.			SPAIN
Gold			Shandong Gold Smelting Co., Ltd.			CHINA
Gold			Shandong Zhaojin Gold & Silver Refinery Co., Ltd.			CHINA
Gold			Sichuan Tianze Precious Metals Co., Ltd.			CHINA
Gold			Solar Applied Materials Technology Corp.			TAIWAN
Gold			Sumitomo Metal Mining Co., Ltd.			JAPAN
Gold			SungEel HiMetal Co., Ltd.			KOREA, REPUBLIC OF
Gold			T.C.A S.p.A			ITALY
Gold			Tanaka Kikinzoku Kogyo K.K.			JAPAN
Gold			Tokuriki Honten Co., Ltd.			JAPAN
Gold			TOO Tau-Ken-Altyn			KAZAKHSTAN
Gold			Torecom			KOREA, REPUBLIC OF
Gold			Umicore S.A. Business Unit Precious Metals Refining			BELGIUM
Gold			United Precious Metal Refining, Inc.			UNITED STATES OF AMERICA
Gold			Valcambi S.A.			SWITZERLAND
Gold			Western Australian Mint (T/a The Perth Mint)			AUSTRALIA
Gold			WIELAND Edelmetalle GmbH			GERMANY

---

Covered Minerals			Smelter or Refiner Name			Country location of Smelter or Refiner
Gold			Yamakin Co., Ltd.			JAPAN
Gold			Yokohama Metal Co., Ltd.			JAPAN
Gold			Zhongyuan Gold Smelter of Zhongjin Gold Corporation			CHINA
Tantalum			AMG Brasil			BRAZIL
Tantalum			D Block Metals, LLC			UNITED STATES OF AMERICA
Tantalum			F&X Electro-Materials Ltd.			CHINA
Tantalum			FIR Metals & Resource Ltd.			CHINA
Tantalum			Global Advanced Metals Aizu			JAPAN
Tantalum			Global Advanced Metals Boyertown			UNITED STATES OF AMERICA
Tantalum			Hengyang King Xing Lifeng New Materials Co., Ltd.			CHINA
Tantalum			Jiangxi Dinghai Tantalum & Niobium Co., Ltd.			CHINA
Tantalum			Jiangxi Tuohong New Raw Material			CHINA
Tantalum			JiuJiang JinXin Nonferrous Metals Co., Ltd.			CHINA
Tantalum			Jiujiang Tanbre Co., Ltd.			CHINA
Tantalum			Jiujiang Zhongao Tantalum & Niobium Co., Ltd.			CHINA
Tantalum			KEMET de Mexico			MEXICO
Tantalum			Materion Newton Inc.			UNITED STATES OF AMERICA
Tantalum			Metallurgical Products India Pvt., Ltd.			INDIA
Tantalum			Mineracao Taboca S.A.			BRAZIL
Tantalum			Mitsui Mining and Smelting Co., Ltd.			JAPAN
Tantalum			Ningxia Orient Tantalum Industry Co., Ltd.			CHINA
Tantalum			NPM Silmet AS			ESTONIA
Tantalum			QuantumClean			UNITED STATES OF AMERICA
Tantalum			Resind Industria e Comercio Ltda.			BRAZIL
Tantalum			RFH Yancheng Jinye New Material Technology Co., Ltd.			CHINA
Tantalum			Taki Chemical Co., Ltd.			JAPAN
Tantalum			TANIOBIS Co., Ltd.			THAILAND
Tantalum			TANIOBIS GmbH			GERMANY
Tantalum			TANIOBIS Japan Co., Ltd.			JAPAN
Tantalum			TANIOBIS Smelting GmbH & Co. KG			GERMANY
Tantalum			Telex Metals			UNITED STATES OF AMERICA
Tantalum			Ulba Metallurgical Plant JSC			KAZAKHSTAN
Tantalum			XIMEI RESOURCES (GUANGDONG) LIMITED			CHINA
Tantalum			XinXing HaoRong Electronic Material Co., Ltd.			CHINA
Tantalum			Yanling Jincheng Tantalum & Niobium Co., Ltd.			CHINA
Tin			Alpha			UNITED STATES OF AMERICA
Tin			Aurubis Beerse			BELGIUM
Tin			Aurubis Berango			SPAIN
Tin			Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.			CHINA
Tin			Chifeng Dajingzi Tin Industry Co., Ltd.			CHINA
Tin			China Tin Group Co., Ltd.			CHINA
Tin			CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda			BRAZIL
Tin			CRM Synergies			SPAIN

---

Covered Minerals			Smelter or Refiner Name			Country location of Smelter or Refiner
Tin			CV Ayi Jaya			INDONESIA
Tin			CV Venus Inti Perkasa			INDONESIA
Tin			Dowa			JAPAN
Tin			DS Myanmar			MYANMAR
Tin			EM Vinto			BOLIVIA
Tin			Estanho de Rondonia S.A.			BRAZIL
Tin			Fabrica Auricchio Industria e Comercio Ltda.			BRAZIL
Tin			Fenix Metals			POLAND
Tin			Gejiu Non-Ferrous Metal Processing Co., Ltd.			CHINA
Tin			Guangdong Hanhe Non-Ferrous Metal Co., Ltd.			CHINA
Tin			HuiChang Hill Tin Industry Co., Ltd.			CHINA
Tin			Jiangxi New Nanshan Technology Ltd.			CHINA
Tin			Luna Smelter, Ltd.			RWANDA
Tin			Magnu's Minerais Metais e Ligas Ltda.			BRAZIL
Tin			Malaysia Smelting Corporation (MSC)			MALAYSIA
Tin			Metallic Resources, Inc.			UNITED STATES OF AMERICA
Tin			Mineracao Taboca S.A.			BRAZIL
Tin			Minsur			PERU
Tin			Mitsubishi Materials Corporation			JAPAN
Tin			O.M. Manufacturing (Thailand) Co., Ltd.			THAILAND
Tin			O.M. Manufacturing Philippines, Inc.			PHILIPPINES
Tin			Operaciones Metalurgicas S.A.			BOLIVIA
Tin			PT Aries Kencana Sejahtera			INDONESIA
Tin			PT Artha Cipta Langgeng			INDONESIA
Tin			PT ATD Makmur Mandiri Jaya			INDONESIA
Tin			PT Babel Inti Perkasa			INDONESIA
Tin			PT Babel Surya Alam Lestari			INDONESIA
Tin			PT Bangka Serumpun			INDONESIA
Tin			PT Bukit Timah			INDONESIA
Tin			PT Cipta Persada Mulia			INDONESIA
Tin			PT Menara Cipta Mulia			INDONESIA
Tin			PT Mitra Stania Prima			INDONESIA
Tin			PT Mitra Sukses Globalindo			INDONESIA
Tin			PT Prima Timah Utama			INDONESIA
Tin			PT Putera Sarana Shakti (PT PSS)			INDONESIA
Tin			PT Rajawali Rimba Perkasa			INDONESIA
Tin			PT Rajehan Ariq			INDONESIA
Tin			PT Refined Bangka Tin			INDONESIA
Tin			PT Sariwiguna Binasentosa			INDONESIA
Tin			PT Stanindo Inti Perkasa			INDONESIA
Tin			PT Sukses Inti Makmur (SIM)			INDONESIA
Tin			PT Timah Nusantara			INDONESIA
Tin			PT Timah Tbk Kundur			INDONESIA

---

Covered Minerals			Smelter or Refiner Name			Country location of Smelter or Refiner
Tin			PT Timah Tbk Mentok			INDONESIA
Tin			PT Tinindo Inter Nusa			INDONESIA
Tin			PT Tommy Utama			INDONESIA
Tin			Resind Industria e Comercio Ltda.			BRAZIL
Tin			Rui Da Hung			TAIWAN
Tin			Thaisarco			THAILAND
Tin			Tin Smelting Branch of Yunnan Tin Co., Ltd.			CHINA
Tin			Tin Technology & Refining			UNITED STATES OF AMERICA
Tin			White Solder Metalurgia e Mineracao Ltda.			BRAZIL
Tin			Yunnan Chengfeng Non-ferrous Metals Co., Ltd.			CHINA
Tungsten			A.L.M.T. Corp.			JAPAN
Tungsten			Asia Tungsten Products Vietnam Ltd.			VIETNAM
Tungsten			China Molybdenum Tungsten Co., Ltd.			CHINA
Tungsten			Chongyi Zhangyuan Tungsten Co., Ltd.			CHINA
Tungsten			Cronimet Brasil Ltda			BRAZIL
Tungsten			Fujian Xinlu Tungsten Co., Ltd.			CHINA
Tungsten			Ganzhou Haichuang Tungsten Co., Ltd.			CHINA
Tungsten			Ganzhou Jiangwu Ferrotungsten Co., Ltd.			CHINA
Tungsten			Ganzhou Seadragon W & Mo Co., Ltd.			CHINA
Tungsten			Global Tungsten & Powders LLC			UNITED STATES OF AMERICA
Tungsten			Guangdong Xianglu Tungsten Co., Ltd.			CHINA
Tungsten			H.C. Starck Tungsten GmbH			GERMANY
Tungsten			Hubei Green Tungsten Co., Ltd.			CHINA
Tungsten			Hunan Chenzhou Mining Co., Ltd.			CHINA
Tungsten			Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch			CHINA
Tungsten			Japan New Metals Co., Ltd.			JAPAN
Tungsten			Jiangwu H.C. Starck Tungsten Products Co., Ltd.			CHINA
Tungsten			Jiangxi Gan Bei Tungsten Co., Ltd.			CHINA
Tungsten			Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.			CHINA
Tungsten			Jiangxi Xinsheng Tungsten Industry Co., Ltd.			CHINA
Tungsten			Jiangxi Yaosheng Tungsten Co., Ltd.			CHINA
Tungsten			Kennametal Fallon			UNITED STATES OF AMERICA
Tungsten			Kennametal Huntsville			UNITED STATES OF AMERICA
Tungsten			Lianyou Metals Co., Ltd.			TAIWAN
Tungsten			Malipo Haiyu Tungsten Co., Ltd.			CHINA
Tungsten			Masan High-Tech Materials			VIETNAM
Tungsten			Niagara Refining LLC			UNITED STATES OF AMERICA
Tungsten			Philippine Chuangxin Industrial Co., Inc.			PHILIPPINES
Tungsten			TANIOBIS Smelting GmbH & Co. KG			GERMANY
Tungsten			Wolfram Bergbau und Hutten AG			AUSTRIA
Tungsten			Xiamen Tungsten (H.C.) Co., Ltd.			CHINA
Tungsten			Xiamen Tungsten Co., Ltd.			CHINA

---

Annex II – Reported Country of Origin for Covered Minerals

Reported Countries of Origin
Angola			Ethiopia			Morocco			South Sudan
Argentina			France			Mozambique			Spain
Australia			Germany			Myanmar			Sudan
Austria			Ghana			Namibia			Sweden
Belgium			Guinea			Netherlands			Switzerland
Bolivia			Guyana			Niger			Taiwan
Brazil			Hong Kong			Nigeria			Tanzania
Burundi			Hungary			Palau			Thailand
Cambodia			India			Panama			Turkey
Canada			Indonesia			Peru			Uganda
Chile			Japan			Philippines			United Arab Emirates
China			Kazakhstan			Poland			United States
Colombia			South Korea			Portugal			Vietnam
Congo			Laos			Russia			Zambia
Democratic Republic of Congo			Luxembourg			Rwanda			Zimbabwe
Ecuador			Madagascar			Saudi Arabia
Eritrea			Malaysia			Sierra Leone
Estonia			Mongolia			Slovenia

---