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NWPX Northwest Pipe Co

34.735
1.31 (3.90%)
Last Updated: 15:19:17
Delayed by 15 minutes
Share Name Share Symbol Market Type
Northwest Pipe Co NASDAQ:NWPX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  1.31 3.90% 34.735 34.72 34.74 34.74 33.71 33.71 12,434 15:19:17

Initial Statement of Beneficial Ownership (3)

14/04/2022 2:24pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Wray Michael
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/7/2022 

3. Issuer Name and Ticker or Trading Symbol

NORTHWEST PIPE CO [NWPX]
(Last)        (First)        (Middle)

201 NE PARK PLAZA DRIVE, SUITE 100
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Sr VP/GM of Precast /
(Street)

VANCOUVER, WA 98684      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 6162 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock  (1) (1)Common Stock 938  (2)D  
Performance Shares  (3) (3)Common Stock 2815  (4)D  

Explanation of Responses:
(1) The Restricted Stock Units vest in installments in January of 2023 and 2024.
(2) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
(3) The Performance Shares vest in installments in March of 2023 and 2024.
(4) Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Wray Michael
201 NE PARK PLAZA DRIVE
SUITE 100
VANCOUVER, WA 98684


Sr VP/GM of Precast

Signatures
/s/ Michael Wray4/13/2022
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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