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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Newellis Inc | NASDAQ:NUWE | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 4.23 | 4.23 | 4.29 | 0 | 01:00:00 |
Delaware
|
001-35312
|
No. 68-0533453
|
(State or Other Jurisdiction of Incorporation or Organization)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Common Stock, par value $0.0001 per share
|
NUWE
|
Nasdaq Capital Market
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
|
Class II Nominees
|
|
Votes For
|
|
Votes Withheld
|
|
Broker Non-Votes
|
Maria Rosa Costanzo, M.D.
|
|
2,117,798
|
|
91,449
|
|
1,546,574
|
Jon W. Salveson
|
|
2,115,706
|
|
93,541
|
|
1,546,574
|
Votes For
|
|
Votes Against
|
|
Votes Abstain
|
1,993,291
|
|
191,818
|
|
24,138
|
Votes For
|
|
Votes Against
|
|
Votes Abstain
|
3,560,144
|
|
184,302
|
|
11,375
|
Item 9.01 |
Financial Statements and Exhibits.
|
(d) |
Exhibits.
|
Exhibit
|
|
Description
|
|
|
|
|
Nuwellis, Inc. 2021 Inducement Plan
|
|
|
|
|
|
Form of Stock Option Grant Notice, Option Agreement and Notice of Exercise under the Nuwellis, Inc. 2021 Inducement Plan
|
Date: May 20, 2021
|
NUWELLIS, INC.
|
||
|
|
||
|
By:
|
/S/ Nestor Jaramillo
|
|
|
Name:
|
Nestor Jaramillo
|
|
|
Title:
|
President, Chief Executive Officer, and Interim Chief Financial Officer
|
|
1 Year Newellis Chart |
1 Month Newellis Chart |
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