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NTNX Nutanix Inc

61.60
0.74 (1.22%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Nutanix Inc NASDAQ:NTNX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.74 1.22% 61.60 61.19 62.21 62.24 61.31 61.90 1,164,365 00:17:57

Statement of Changes in Beneficial Ownership (4)

15/12/2020 11:03pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Pandey Dheeraj
2. Issuer Name and Ticker or Trading Symbol

Nutanix, Inc. [ NTNX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Founder
(Last)          (First)          (Middle)

C/O NUTANIX, INC., 1740 TECHNOLOGY DRIVE, SUITE 150
3. Date of Earliest Transaction (MM/DD/YYYY)

12/15/2020
(Street)

SAN JOSE, CA 95110
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/15/2020  M  12500 A$0 64708 D  
Class A Common Stock 12/15/2020  M  6250 A$0 70958 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1)12/15/2020  M     12500   (2) (2)Class A Common Stock 12500.0 $0 50000 D  
Restricted Stock Units  (1)12/15/2020  M     6250   (3) (3)Class A Common Stock 6250.0 $0 50000 D  

Explanation of Responses:
(1) Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.
(2) The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. As of the date of this report, the Reporting Person is continuing to provide service to the Issuer, as Founder, and will do so until the end of his employment period on December 18, 2020. All RSUs held by the Reporting Person that remain unvested as of December 18, 2020 will be cancelled.
(3) The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. As of the date of this report, the Reporting Person is continuing to provide service to the Issuer, as Founder, and will do so until the end of his employment period on December 18, 2020. All RSUs held by the Reporting Person that remain unvested as of December 18, 2020 will be cancelled.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Pandey Dheeraj
C/O NUTANIX, INC.
1740 TECHNOLOGY DRIVE, SUITE 150
SAN JOSE, CA 95110

X
Founder

Signatures
/s/ Olive Huang, by power of attorney12/15/2020
**Signature of Reporting PersonDate

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