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NTAP NetApp Inc

105.45
3.33 (3.26%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
NetApp Inc NASDAQ:NTAP NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  3.33 3.26% 105.45 100.00 145.00 104.73 103.0423 103.25 2,463,599 05:00:07

Initial Statement of Beneficial Ownership (3)

22/08/2019 9:16pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Anderson Brad

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/14/2019 

3. Issuer Name and Ticker or Trading Symbol

NetApp, Inc. [NTAP]

(Last)        (First)        (Middle)

1395 CROSSMAN AVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
EVP, SSSBU and CIBU /

(Street)

SUNNYVALE, CA 94089      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 12971 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit 2/15/2019 (1)2/23/2025 Common Stock 41250 $0.0 (2)D  
Restricted Stock Unit 6/1/2019 (3)6/4/2025 Common Stock 12000 $0.0 (2)D  
Restricted Stock Unit 6/1/2020 (4)6/3/2026 Common Stock 17500 $0.0 (2)D  

Explanation of Responses:
(1) On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.
(2) Restricted stock units convert into common stock on a one-for-one basis.
(3) On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
(4) On June 3, 2019, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Anderson Brad
1395 CROSSMAN AVE
SUNNYVALE, CA 94089


EVP, SSSBU and CIBU

Signatures
By: Roberta S Cohen Attorney-in-Fact For: Brad Anderson8/22/2019
**Signature of Reporting PersonDate

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