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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Nikola Corporation | NASDAQ:NKLA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.0154 | -2.55% | 0.5875 | 0.5873 | 0.5874 | 0.595 | 0.57 | 0.59 | 47,870,703 | 16:57:10 |
1. Name and Address of Reporting Person * Milton Trevor R. | 2. Issuer Name and Ticker or Trading Symbol Nikola Corp [ NKLA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 1/13/2021 | X(1)(2) | 75000 | D | $3.59 | 84224392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/14/2021 | X(1)(2) | 7500 | D | $1.06 | 84216892 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/15/2021 | X(1)(2) | 7500 | D | $1.06 | 84209392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/19/2021 | X(1)(2) | 3000 | D | $1.06 | 84206392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/20/2021 | X(1)(2) | 7500 | D | $1.06 | 84198892 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/21/2021 | X(1)(2) | 3000 | D | $1.06 | 84195892 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/22/2021 | X(1)(2) | 3000 | D | $1.06 | 84192892 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/25/2021 | X(1)(2) | 42000 | D | $1.06 | 84150892 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/26/2021 | X(1)(2) | 7500 | D | $1.06 | 84143392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/27/2021 | X(1)(2) | 36000 | D | $1.06 | 84107392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/28/2021 | X(1)(2) | 36000 | D | $1.06 | 84071392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 1/29/2021 | X(1)(2) | 18000 | D | $1.06 | 84053392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 2/1/2021 | X(1)(2) | 18000 | D | $1.06 | 84035392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 2/2/2021 | X(1)(2) | 18000 | D | $1.06 | 84017392 | I | By M&M Residual, LLC (3) | ||
Common Stock | 2/3/2021 | X(1)(2) | 7655 | D | $1.06 | 84009737 | I | By M&M Residual, LLC (3) | ||
Common Stock | 2/4/2021 | X(1)(2) | 20000 | D | $1.06 | 83989737 | I | By M&M Residual, LLC (3) | ||
Common Stock | 2/12/2021 | X(1)(2) | 120000 | D | $1.06 | 83869737 | I | By M&M Residual, LLC (3) | ||
Common Stock | 600000 (4) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Founder Stock Options (Obligation to Sell) | $3.59 | 1/13/2021 | X (1)(5) | 75000 | 6/3/2020 | 12/31/2028 | Common Stock | 75000 | $0 | 55155 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/14/2021 | X (1)(5) | 7500 | 6/3/2020 | 12/31/2028 | Common Stock | 7500 | $0 | 3086100 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/15/2021 | X (1)(5) | 7500 | 6/3/2020 | 12/31/2028 | Common Stock | 7500 | $0 | 3078600 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/19/2021 | X (1)(5) | 3000 | 6/3/2020 | 12/31/2028 | Common Stock | 3000 | $0 | 3075600 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/20/2021 | X (1)(5) | 7500 | 6/3/2020 | 12/31/2028 | Common Stock | 7500 | $0 | 3068100 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/21/2021 | X (1)(5) | 3000 | 6/3/2020 | 12/31/2028 | Common Stock | 3000 | $0 | 3065100 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/22/2021 | X (1)(5) | 3000 | 6/3/2020 | 12/31/2028 | Common Stock | 3000 | $0 | 3062100 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/25/2021 | X (1)(5) | 42000 | 6/3/2020 | 12/31/2028 | Common Stock | 42000 | $0 | 3010100 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/26/2021 | X (1)(5) | 7500 | 6/3/2020 | 12/31/2028 | Common Stock | 7500 | $0 | 3012600 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/27/2021 | X (1)(5) | 36000 | 6/3/2020 | 12/31/2028 | Common Stock | 36000 | $0 | 2976600 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/28/2021 | X (1)(5) | 36000 | 6/3/2020 | 12/31/2028 | Common Stock | 36000 | $0 | 2940600 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 1/29/2021 | X (1)(5) | 18000 | 6/3/2020 | 12/31/2028 | Common Stock | 18000 | $0 | 2922600 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 2/1/2021 | X (1)(5) | 18000 | 6/3/2020 | 12/31/2028 | Common Stock | 18000 | $0 | 2904600 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 2/2/2021 | X (1)(5) | 18000 | 6/3/2020 | 12/31/2028 | Common Stock | 18000 | $0 | 2886600 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 2/3/2021 | X (1)(5) | 7655 | 6/3/2020 | 12/31/2028 | Common Stock | 7655 | $0 | 2878945 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 2/4/2021 | X (1)(5) | 20000 | 6/3/2020 | 12/31/2028 | Common Stock | 20000 | $0 | 2858945 | I | By M&M Residual, LLC (3) | |||
Founder Stock Options (Obligation to Sell) | $1.06 | 2/12/2021 | X (1)(5) | 120000 | 6/3/2020 | 12/31/2028 | Common Stock | 120000 | $0 | 2738945 | I | By M&M Residual, LLC (3) |
Remarks: This Form 4 is filed jointly by Trevor R. Milton and M&M Residual, LLC. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Milton Trevor R. P.O. BOX 50608 PHOENIX, AZ 85076 | X | ||||
M&M Residual, LLC P.O. BOX 51060 PHOENIX, AZ 85076 | X |
Signatures | ||
/s/ Trevor R. Milton | 2/16/2021 | |
**Signature of Reporting Person | Date | |
M&M Residual, LLC /s/ Trevor R. Milton Name: Trevor R. Milton Title: Manager | 2/16/2021 | |
**Signature of Reporting Person | Date |
1 Year Nikola Chart |
1 Month Nikola Chart |
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