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NKLA Nikola Corporation

0.649
0.0365 (5.96%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Nikola Corporation NASDAQ:NKLA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.0365 5.96% 0.649 0.637 0.662 0.6688 0.6181 0.6283 106,880,619 05:00:06

Statement of Changes in Beneficial Ownership (4)

25/08/2020 9:43pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Worthen Britton M.
2. Issuer Name and Ticker or Trading Symbol

Nikola Corp [ NKLA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Legal Officer
(Last)          (First)          (Middle)

4141 E BROADWAY ROAD
3. Date of Earliest Transaction (MM/DD/YYYY)

8/21/2020
(Street)

PHOENIX, AZ 85040
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (1)8/21/2020  A  300000 A$0 300000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Market-Based Restricted Stock Unit  (2)8/21/2020  A   2428000     (2) (2)Common Stock 2428000.0 $0 2428000 D  

Explanation of Responses:
(1) Shares issuable upon settlement of a restricted stock unit award that vests on June 3, 2023, subject to continued service with the Issuer through such date.
(2) Maximum number of shares issuable upon settlement of a market-based restricted stock unit award based upon the achievement of share price milestones of the Company's common stock between July 20, 2020 through June 3, 2023, subject to continued service with the Issuer through June 3, 2023.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Worthen Britton M.
4141 E BROADWAY ROAD
PHOENIX, AZ 85040


Chief Legal Officer

Signatures
By: /s/ Britton M. Worthen8/25/2020
**Signature of Reporting PersonDate

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