Amended Current Report Filing (8-k/a)

0001847398 false 0001847398 2021-10-29 2021-10-29 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K/A

(Amendment No. 1)

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 3, 2021 (October 29, 2021)

 

NORTHEAST COMMUNITY BANCORP, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Maryland	001-40589	86-3173858
(State or other jurisdiction of	(Commission	(IRS Employer
incorporation or organization)	File Number)	Identification No.)

 

325 Hamilton Avenue, White Plains, New York 10601

(Address of principal executive offices) (Zip Code)

 

[phone]

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class	Trading symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.01 per share	NECB	The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Explanatory Note

 

As explained below, this Current Report on Form 8-K/A amends the Current Report on Form 8-K filed by NorthEast Community Bancorp, Inc. (the “Company”) on November 3, 2021 (the “Original Form 8-K”). The Original Form 8-K included the Company’s October 29, 2021 press release (the “Original Release”), which reported the Company’s results of operations and financial condition for the three and nine months ended September 30, 2021. As reported in Item 2.02 below, on November 2, 2021, the Company issued a revised press release correcting certain narrative disclosure in the Original Release regarding the Company’s basic and diluted earnings per common share for the three and nine months ended September 30, 2020.

 

Item 2.02

Results of Operations and Financial Condition.

 

On October 29, 2021, NorthEast Community Bancorp, Inc. (the “Company”) issued a press release announcing its financial results for the three and nine months ended September 30, 2021. A copy of the press release was furnished as Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on November 3, 2021.

 

On November 2, 2021, the Company issued a revised press release correcting certain narrative disclosure in its October 29, 2021 press release regarding the Company’s basic and diluted earnings per common share for the three and nine months ended September 30, 2020. A copy of the Company’s revised press release is attached as Exhibit 99.1 and is furnished herewith.

 

The information contained in this Item 2.02 and in Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific references in such a filing.

 

Item 9.01

Financial Statements and Other Exhibits.

 

(d)

Exhibits

 

	Number	Description
	99.1	Corrected and Replacing Press Release dated November 2, 2021
	104	Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

		NORTHEAST COMMUNITY BANCORP, INC.
Date: November 3, 2021	By:	/s/ Kenneth A. Martinek
		Kenneth A. Martinek
		Chairman and Chief Executive Officer