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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Midland States Bancorp Inc | NASDAQ:MSBI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.06 | -0.25% | 23.75 | 9.48 | 24.68 | 24.16 | 23.60 | 24.16 | 119,153 | 22:30:00 |
1. Name and Address of Reporting Person * Ludwig Jeffrey G. | 2. Issuer Name and Ticker or Trading Symbol Midland States Bancorp, Inc. [ MSBI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President & CEO |
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 9/30/2019 | A | 193.0910 | A | $26.05 (1) | 165639.7440 | D | |||
Common Stock | 11569 (2) | I | JQ Properties |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $18.16 | (3) | 12/6/2020 | Common Stock | 16790 | 16790 | D | ||||||||
Option (right to buy) | $16 | (4) | 12/13/2022 | Common Stock | 8075 | 8075 | D | ||||||||
Option (right to buy) | $23 | (5) | 11/3/2025 | Common Stock | 16800 | 16800 | D | ||||||||
Option (right to buy) | $16.59 | (6) | 12/10/2023 | Common Stock | 9482 | 9482 | D | ||||||||
Option (right to buy) | $15.20 | (7) | 12/31/2019 | Common Stock | 15000 | 15000 | D | ||||||||
Option (right to buy) | $21 | (8) | 12/2/2024 | Common Stock | 12753 | 12753 | D | ||||||||
Option (right to buy) | $14.75 | (9) | 12/16/2021 | Common Stock | 8356 | 8356 | D | ||||||||
Option (right to buy) | $18 | (10) | 8/5/2024 | Common Stock | 60000 | 60000 | D | ||||||||
Option (right to buy) | $28.59 | (11) | 11/16/2026 | Common Stock | 8383 | 8383 | D |
Reporting Owners |
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Ludwig Jeffrey G. 1201 NETWORK CENTRE DR. EFFINGHAM, IL 62401 |
X | President & CEO |
Signatures |
||
/s/ Ludwig Jeffrey G | 10/2/2019 | |
**Signature of Reporting Person | Date | |
/s/ Douglas J. Tucker, attorney-in-fact | 10/2/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Midland States Bancorp Chart |
1 Month Midland States Bancorp Chart |
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