Current Report Filing (8-k)

 

 

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

 

of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): February 16, 2021

 

 

MONOPAR THERAPEUTICS INC.

 

(Exact name of registrant as specified in its charter)

 

 

 

Delaware		001-39070		32-0463781
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

 

 

1000 Skokie Blvd., Suite 350, Wilmette, IL  60091		60091
(Address of principal executive offices)		(Zip Code)

 

 

 

 

[phone]

 

Registrant’s telephone number, including area code

 

N/A

 

(Former name or former address, if changed since last report)

 

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, $0.001 par value		MNPR		The Nasdaq Stock Market LLC  (Nasdaq Capital Market)

 

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

 

 

 

 

 

 

 

 

Item 7.01 Regulation FD Disclosure

 

           On February 16, 2021, Monopar Therapeutics Inc. (“Monopar”) issued a press release announcing the first patient dosed in its Phase 2b/3 VOICE trial of Validive® for the prevention of chemoradiotherapy-induced severe oral mucositis in patients with oropharyngeal cancer (VOICE).

 

 

 

The press release is furnished as Exhibit 99.1 to this report and incorporated herein by reference.

 

 

 

Item 9.01 Financial Statements and Exhibits

Exhibit No.	Description
99.1	Press Release Dated February 16, 2021

 

 

 

 

 

 

 

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

	Monopar Therapeutics Inc.
Date: February 16, 2021	By:	/s/  Kim R. Tsuchimoto
		Name: Kim R. Tsuchimoto
		Title:  Chief Financial Officer, Secretary and Treasurer