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MMSI Merit Medical Systems Inc

78.97
0.00 (0.00%)
Pre Market
Last Updated: 09:05:13
Delayed by 15 minutes
Share Name Share Symbol Market Type
Merit Medical Systems Inc NASDAQ:MMSI NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 78.97 70.00 80.00 0 09:05:13

Statement of Changes in Beneficial Ownership (4)

17/06/2021 12:41am

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Frost Ronald
2. Issuer Name and Ticker or Trading Symbol

MERIT MEDICAL SYSTEMS INC [ MMSI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CHIEF OPERATING OFFICER
(Last)          (First)          (Middle)

1600 WEST MERIT PARKWAY
3. Date of Earliest Transaction (MM/DD/YYYY)

6/15/2021
(Street)

SOUTH JORDAN, UT 84095
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, No Par Value 6/15/2021  M  20000 A$17.27 22343 D 
 
Common Stock, No Par Value 6/15/2021  S  11887 D$61.82 (1)10456 D 
 
Common Stock, No Par Value         16283.643 I By 401(k) plan (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-qualified stock options (right to buy) $17.27 6/15/2021  M     20000  2/13/2016 (3)2/13/2022 Common Stock 20000 $0 0 D 
 
Non-qualified stock options (right to buy) $16.05           1/28/2017 (4)1/28/2023 Common stock 20000  20000 D 
 
Non-qualified stock options (right to buy) $28.20           4/14/2018 (5)4/14/2024 Common Stock 50000  50000 D 
 
Non-qualified stock options (right to buy) $44.80           3/2/2019 (6)3/2/2025 Common Stock 40000  40000 D 
 
Non-qualified stock options (right to buy) $55.73           3/1/2020 (7)3/1/2026 Common Stock 30000  30000 D 
 
Non-qualified stock options (right to buy) $37.71           2/26/2021 (8)2/26/2027 Common Stock 16722  16722 D 
 
Non-qualified stock options (right to buy) $56.25           3/19/2022 (9)3/19/2028 Common Stock 9681  9681 D 
 

Explanation of Responses:
(1) The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.71 to $61.96, inclusive. The Reporting Person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
(2) Represents plan holdings as of 06/16/2021.
(3) Become exercisable in equal annual installments of 20% commencing 02/13/2016.
(4) Become exercisable in equal annual installments of 20% commencing 01/28/2017.
(5) Become exercisable in equal annual installments of 20% commencing 04/14/2018.
(6) Become exercisable in equal annual installments of 20% commencing 03/02/2019.
(7) Become exercisable in equal annual installments of 20% commencing 03/01/2020.
(8) Become exercisable in equal annual installments of 25% commencing 02/26/2021.
(9) Become exercisable in equal annual installments of 25% commencing 03/19/2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Frost Ronald
1600 WEST MERIT PARKWAY
SOUTH JORDAN, UT 84095


CHIEF OPERATING OFFICER

Signatures
/s/ Brian G. Lloyd, Attorney-in-Fact6/16/2021
**Signature of Reporting PersonDate

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