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LIVKU LIV Capital Acquisition Corporation

11.08
0.00 (0.00%)
31 May 2024 - Closed
Delayed by 15 minutes
Name Symbol Market Type
LIV Capital Acquisition Corporation NASDAQ:LIVKU NASDAQ Trust
  Price Change % Change Price Bid Price Offer Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 11.08 9.95 15.64 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

12/04/2023 11:59pm

Edgar (US Regulatory)


FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ibarra Marina Diaz
2. Issuer Name and Ticker or Trading Symbol

AgileThought, Inc. [ AGIL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O AGILETHOUGHT, INC., 222 W. LAS COLINAS BLVD, SUITE 1650E
3. Date of Earliest Transaction (MM/DD/YYYY)

12/31/2022
(Street)

IRVING, TX 75039
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)        (State)        (Zip)
Rule 10b5-1(c) Transaction Indication
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/31/2022  M  9000 A (1)54000 D  
Class A Common Stock 3/31/2023  M  9000 A (1)63000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1)12/31/2022  M     9000   (2) (2)Class A Common Stock 9000 $0 0 D  
Restricted Stock Units  (1)3/7/2023  A   36000     (3) (3)Class A Common Stock 36000 $0 36000 D  
Restricted Stock Units  (1)3/31/2023  M     9000   (4) (4)Class A Common Stock 9000 $0 27000 D  

Explanation of Responses:
(1) Restricted stock units (RSUs) convert on a one-for-one basis.
(2) 9,000 RSUs vested on December 31, 2022.
(3) On March 7, 2023, the reporting person was granted 36,000 RSUs. One-fourth will vest on March, 31, 2023, one-fourth will vest on June 30, 2023, one-fourth will vest on September 30, 2023, and one-fourth will vest on December 31, 2023.
(4) 9,000 RSUs vested on March 31, 2023.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Ibarra Marina Diaz
C/O AGILETHOUGHT, INC.
222 W. LAS COLINAS BLVD, SUITE 1650E
IRVING, TX 75039
X



Signatures
/s/ Diana Abril, Attorney-in-Fact4/11/2023
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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