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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Liberty Latin America Ltd | NASDAQ:LILAK | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.06 | 0.74% | 8.19 | 7.25 | 8.35 | 8.265 | 8.14 | 8.17 | 719,657 | 21:07:05 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
MALONE JOHN C |
2. Issuer Name
and
Ticker or Trading Symbol
Liberty Global plc [ LBTY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
161 HAMMERSMITH ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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LONDON, X0 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Liberty Global Class C | 9/5/2017 | J/K (1) | 97185 | D | (1) | 5653432 | D | |||
Liberty Global Class C | 9/6/2017 | J/K (2) | 97361 | D | (2) | 5556071 | D | |||
Liberty Global Class C | 756405 (3) | I | By Spouse | |||||||
Liberty Global Class C | 6937225 (4) | I | By A Trust | |||||||
Liberty Global Class C | 4736253 (5) | I | by Columbus Holding LLC |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Forward sale contract (obligation to sell) | (6) (7) | 9/5/2017 | J/K (6) (7) | 1 (1) | (8) | (8) | Liberty Global Class C | 880000.0 | $0 | 1 | D | ||||
Forward sale contract (obligation to sell) | (9) (10) | 9/5/2017 | J/K (9) (10) | 1 (11) | (12) | (12) | LiLAC Class C | 153803.0 | $0 | 1 | D | ||||
Forward sale contract (obligation to sell) | (6) (7) | 9/6/2017 | J/K (6) (7) | 1 (2) | (8) | (8) | Liberty Global Class C | 770000.0 | $0 | 1 | D | ||||
Forward sale contract (obligation to sell) | (9) (10) | 9/6/2017 | J/K (9) (10) | 1 (13) | (12) | (12) | LiLAC Class C | 134579.0 | $0 | 1 | D |
Remarks:
The Reporting Person elected to physically settle the LBTYK forward. Therefore, the Reporting Person will receive an amount in cash determined pursuant to the terms of the LBTYK forward from the counterparty, and the number of shares to be delivered by the Reporting Person on the settlement date for each component is as follows: (i) if the closing price of LBTYK on the maturity date for that component (the ''LBTYK settlement price'') is less than or equal to the LBTYK forward floor price, the Reporting Person will deliver the LBTYK Number of Shares; (ii) if the LBTYK settlement price is greater than the LBTYK forward floor price and less than or equal to the LBTYK forward cap price, the Reporting Person will deliver a number of shares that permits him to retain the appreciation in the shares above the LBTYK forward floor price; and (iii) if the LBTYK settlement price is greater than the LBTYK forward cap price, the Reporting Person will deliver a number of shares that permits him to retain the appreciation in the shares up to but not above the LBTYK forward cap price. The Reporting Person elected to cash settle the LILAK forward. Therefore, the amount of cash to be delivered or received by the Reporting Person on the settlement date for each component is as follows: (a) if the closing price of LILAK on the maturity date for that component (the ''LILAK settlement price'') is less than or equal to the LILAK forward floor price, the Reporting Person will be entitled to receive from the counterparty a cash amount equal to the difference times the LILAK Number of Shares; (b) if the LILAK settlement price is greater than the LILAK forward floor price but less than or equal to the LILAK forward cap price, neither party will be entitled to payment; and (c) if the LILAK settlement price is greater than the LILAK forward cap price, the counterparty will be entitled to receive from the Reporting Person a cash amount equal to the difference times the LILAK Number of Shares. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
MALONE JOHN C
161 HAMMERSMITH ROAD LONDON, X0 |
X | X |
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Signatures
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/s/ Michelle L. Keist, attorney-in-fact | 9/7/2017 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Liberty Latin America Chart |
1 Month Liberty Latin America Chart |
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