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LBTYA Liberty Global Ltd

16.91
-0.27 (-1.57%)
08 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Liberty Global Ltd NASDAQ:LBTYA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.27 -1.57% 16.91 17.11 17.55 17.27 16.87 17.18 1,547,372 00:37:10

Statement of Changes in Beneficial Ownership (4)

15/04/2021 10:35pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

COLE ANDREW
2. Issuer Name and Ticker or Trading Symbol

Liberty Global plc [ LBTY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

161 HAMMERSMITH ROAD
3. Date of Earliest Transaction (MM/DD/YYYY)

4/13/2021
(Street)

LONDON, X0 
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Option A (right to buy) $34.44 4/13/2021  D (1)    5716   (1)(2)6/26/2021 Class A Ordinary Shares 5716.0  (1)0 D  
Share Option A (right to buy) $34.44 4/13/2021  A (1)  5716     (1)(2)6/26/2024 Class A Ordinary Shares 5716.0  (1)5716 D  
Share Option C (right to buy) $33.06 4/13/2021  D (1)    11379   (1)(2)6/26/2021 Class C Ordinary Shares 11379.0  (1)0 D  
Share Option C (right to buy) $33.06 4/13/2021  A (1)  11379     (1)(2)6/26/2024 Class C Ordinary Shares 11379.0  (1)11379 D  
Share Option A (right to buy) $44.46 4/13/2021  D (1)    4303   (1)(2)6/25/2022 Class A Ordinary Shares 4303.0  (1)0 D  
Share Option A (right to buy) $44.46 4/13/2021  A (1)  4303     (1)(2)6/25/2025 Class A Ordinary Shares 4303.0  (1)4303 D  
Share Option C (right to buy) $41.41 4/13/2021  D (1)    8548   (1)(2)6/25/2022 Class C Ordinary Shares 8548.0  (1)0 D  
Share Option C (right to buy) $41.41 4/13/2021  A (1)  8548     (1)(2)6/25/2025 Class C Ordinary Shares 8548.0  (1)8548 D  

Explanation of Responses:
(1) The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.
(2) Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Remarks:
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
COLE ANDREW
161 HAMMERSMITH ROAD
LONDON, X0 
X



Signatures
/s/ Kelly A. Johnson, Attorney-in-Fact4/15/2021
**Signature of Reporting PersonDate

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