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KERN Akerna Corporation

0.3136
0.00 (0.00%)
26 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Akerna Corporation NASDAQ:KERN NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.3136 0.3138 0.336 0 01:00:00

Amended Statement of Beneficial Ownership (3/a)

14/01/2022 8:19pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Thompson Cecil Ray JR
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/26/2019 

3. Issuer Name and Ticker or Trading Symbol

Akerna Corp. [KERN]
(Last)        (First)        (Middle)

C/O AKERNA CORP., 1550 LARIMER STREET, SUITE 246
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          ___X___ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Operating Officer /
(Street)

DENVER, CO 80202      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
8/20/2020 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Shares 26716 (1)(2)(3)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Each share of restricted stock ("RS") represents a contingent right to receive one share of common stock of Akerna Corp., (the "Company"). The Company may also elect to settle the vested RS in cash or stock, in the Company's sole discretion.
(2) Mr. Thompson was granted 26,176 RSs subject to a restricted stock agreement. The RSs vest as follows: 6,679 on January 1, 2020; 6,679 on January 1, 2021; 6,679 on January 1, 2022; and 6,679 on January 1, 2023.
(3) The restricted shares were reported in Table II on the Form 3 filed with the Securities and Exchange Commission on August 20, 2020. This amendment is being filed solely to report the restricted shares held by the Reporting Person as Non-Derivative securities in Table I.

Remarks:
Exhibit 24.1 Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Thompson Cecil Ray JR
C/O AKERNA CORP.
1550 LARIMER STREET, SUITE 246
DENVER, CO 80202

XChief Operating Officer

Signatures
/s/ John Michael Fowle Jr. as attorney-in-fact for Cecil Ray Thompson JR1/14/2022
**Signature of Reporting PersonDate

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