Current Report Filing (8-k)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

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FORM 8-K

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CURRENT REPORT

PURSUANT TO SECTION 13 or 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

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Date of Report (Date of earliest event reported):

August 27, 2020

Independent Bank Group, Inc.

(Exact Name of Registrant as Specified in Charter)

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Texas			001-35854			13-4219346
(State or other jurisdiction of incorporation)			(Commission File Number)			(IRS Employer Identification No.)

7777 Henneman Way

McKinney, TX 75070-1711

(Address of principal executive offices) (Zip code)

Registrant’s telephone number, including area code:

[phone]

Not Applicable

(Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class			Trading Symbol(s)			Name of Exchange on Which Registered
Common Stock, par value, $0.01 per share			IBTX			NASDAQ Global Select Market

Indicate by checkmark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2):

Emerging growth company ☐

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Item 5.07 Submission of Matters to a Vote of Security Holders.

On August 27, 2020, the Company held its Annual Meeting for which the Board of Directors solicited proxies. There were 38,905,141 shares of the Company’s common stock represented in person or by proxy at the meeting, constituting 90.39% of outstanding shares of common stock on July 2, 2020, the record date for the Annual Meeting. The matters voted upon at the Annual Meeting and the final voting results are set forth below:

Proposal 1: To Elect Three Directors of the Company.

Each of the nominees under this proposal were nominated to be elected as Class I directors. All three of these nominees were duly elected to the Company’s Board of Directors, with shareholders casting votes as follows:

			For			Against/Withhold			Abstain			Broker Non-Votes
Proposal 1:
Daniel W. Brooks			32,656,726			2,505,845			30,183			3,712,387
Craig E. Holmes			34,737,454			370,194			85,106			3,712,387
G. Stacy Smith			33,700,255			1,407,777			84,722			3,712,387

Proposal 2: To conduct a Non-Binding Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers (“Say-on-Pay”).

This proposal to conduct a non-binding, advisory vote regarding the compensation of the Company’s named executive officers was approved, on an advisory basis, with shareholders casting votes as follows

			For			Against/Withhold			Abstain			Broker Non-Votes
Proposal 2:			33,994,603			1,009,342			188,809			3,712,387

Proposal 3: To Ratify the Appointment of RSM US LLP as the Company’s Independent Registered Public Accountants for the Year Ending December 31, 2020.

			For			Against/Withhold			Abstain			Broker Non-Votes
Proposal 3:			38,587,152			296,843			21,146			--

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated September 1, 2020

INDEPENDENT BANK GROUP, INC.

By:			/s/ David R. Brooks
Name:			David R. Brooks
Title:			Chairman of the Board, Chief Executive Officer and President