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IAAC International Assets Holding Corp. (MM)

23.86
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
International Assets Holding Corp. (MM) NASDAQ:IAAC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 23.86 0 01:00:00

- Initial Statement of Beneficial Ownership (3)

25/10/2010 9:34pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Expires: February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Bolte David Albert

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/30/2010 

3. Issuer Name and Ticker or Trading Symbol

INTERNATIONAL ASSETS HOLDING CORP [IAAC]

(Last)        (First)        (Middle)

2829 WESTOWN PARKWAY, SUITE 100

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Secretary /

(Street)

WEST DES MOINES, IA 50266       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   523   D    
Common Stock   6171   I   ESOP  
Common Stock   150   I   By spouse  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options   9/30/2009   6/13/2016   (1) Common Stock   1032   $18.64   D    
Stock Options   12/22/2010   (2) 12/22/2013   Common Stock   1000   $15.18   D    

Explanation of Responses:
( 1)  Replacement options granted upon the merger of FCStone Group, Inc. and International Assets pursuant to the merger agreement.
( 2)  Commencing on 12/22/10 the Optionee shall be entitled to exercise 334 shares of the Option. Commencing on 12/22/11 the Optionee shall be entitled to exercise an additional 333 shares of the Option. Commencing on 12/22/12 the Optionee shall be entitled to exercise the remaining 333 shares of the Option.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Bolte David Albert
2829 WESTOWN PARKWAY
SUITE 100
WEST DES MOINES, IA 50266


Secretary

Signatures
David A. Bolte 10/25/2010
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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