ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for alerts Register for real-time alerts, custom portfolio, and market movers

HWBK Hawthorn Bancshares Inc

20.84
-0.16 (-0.76%)
23 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Hawthorn Bancshares Inc NASDAQ:HWBK NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.16 -0.76% 20.84 16.81 21.00 21.245 20.56 21.00 5,914 22:30:00

Initial Statement of Beneficial Ownership (3)

20/05/2020 10:23pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Guthrie Stephen Edward
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/11/2020 

3. Issuer Name and Ticker or Trading Symbol

HAWTHORN BANCSHARES, INC. [HWBK]
(Last)        (First)        (Middle)

C/O HAWTHORN BANCSHARES, INC., 132 EAST HIGH STREET, PO BOX 688
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Senior VP and CFO /
(Street)

JEFFERSON CITY, MO 65102      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
No securities are beneficially owned.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Guthrie Stephen Edward
C/O HAWTHORN BANCSHARES, INC.
132 EAST HIGH STREET, PO BOX 688
JEFFERSON CITY, MO 65102


Senior VP and CFO

Signatures
/s/ Stephen E. Guthrie5/20/2020
**Signature of Reporting PersonDate

1 Year Hawthorn Bancshares Chart

1 Year Hawthorn Bancshares Chart

1 Month Hawthorn Bancshares Chart

1 Month Hawthorn Bancshares Chart

Your Recent History

Delayed Upgrade Clock