Current Report Filing (8-k)

0000893847FALSE00008938472022-04-292022-04-29

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 29, 2022 

Hawthorn Bancshares, Inc.

(Exact Name of Registrant as Specified in Charter) 

 

Missouri			0-23636			43-1626350
(State or Other Jurisdiction of Incorporation)			(Commission File Number)			(IRS Employer Identification No.)

132 East High Street, PO Box 688, Jefferson City, Missouri 65102 (Address of Principal Executive Offices) (Zip Code)

573-761-6100

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class			Trading Symbol(s)			Name of each exchange on which registered
Common Stock, $1.00 par value			HWBK			The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐ 

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Item 2.02 Results of Operations and Financial Condition.

On April 29, 2022, Hawthorn Bancshares, Inc. issued a press release announcing its financial results for the three months ended March 31, 2022. A copy of the press release is attached to this report as an exhibit.

The information set forth in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1, is being “furnished” and shall not be deemed “filed” for the purposes of or otherwise subject to liabilities under Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed to be incorporated by reference into the filings of Hawthorn Bancshares, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.

Item 8.01 Other Events.

On April 29, 2022, Hawthorn Bancshares, Inc. announced that its Board of Directors approved a quarterly cash dividend of $0.17 per common share, payable July 1, 2022 to shareholders of record at the close of business on June 15, 2022, and a special stock dividend of 4% per common share payable July 1, 2022 to shareholders of record at the close of business on June 15, 2022. A copy of the press release relating to such announcement is attached to this report as an exhibit.

Item 9.01 Financial Statements and Exhibits.

Exhibit No			Description
99.1			Press release, dated April 29, 2022, issued by Hawthorn Bancshares, Inc. announcing its financial results for the three months ended March 31, 2022.
99.2			Press release, dated April 29, 2022, issued by Hawthorn Bancshares, Inc. announcing cash and stock dividends.
104			Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: April 29, 2022			Hawthorn Bancshares, Inc. By: /s/ David T. Turner       Name: David T. Turner      Title: Chairman, CEO & President

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