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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Heritage Commerce Corporation | NASDAQ:HTBK | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.23 | 2.80% | 8.44 | 7.11 | 8.85 | 8.445 | 8.27 | 8.33 | 340,077 | 22:51:28 |
1. Name and Address of Reporting Person * Webster Ranson W | 2. Issuer Name and Ticker or Trading Symbol HERITAGE COMMERCE CORP [ HTBK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, No Par Value | 3/2/2021 | M | 4500 | A | $5.16 | 617205 | D | |||
Common Stock, No Par Value | 4560 | I | Indirect By Other Beneficiary Type | |||||||
Common Stock, No Par Value | 2733 | I | Indirect By Son Or Daughter | |||||||
Common Stock, No Par Value | 1200 | I | Indirect By Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Standard Employee Option - NSO | $5.16 | 3/2/2021 | M | 4500 | 6/16/2011 | 6/16/2021 | Common Stock, No Par Value | 4500 | $0 | 0 | D | ||||
Standard Employee Option - NSO | $6.39 | 5/1/2012 | 5/1/2022 | Common Stock, No Par Value | 4500 | 4500 | D | ||||||||
Standard Employee Option - NSO | $6.57 | 4/30/2013 | 4/30/2023 | Common Stock, No Par Value | 4500 | 4500 | D | ||||||||
Standard Employee Option - NSO | $8.07 | 2/27/2014 | 2/27/2024 | Common Stock, No Par Value | 4500 | 4500 | D |
Explanation of Responses: |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Webster Ranson W C/O HERITAGE BANK OF COMMERCE 224 AIRPORT PARKWAY SAN JOSE, CA 95110 | X |
Signatures | ||
/s/ Debbie Reuter as Attorney in fact for Ranson W Webster | 3/4/2021 | |
**Signature of Reporting Person | Date |
1 Year Heritage Commerce Chart |
1 Month Heritage Commerce Chart |
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