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HTBI HomeTrust Bancshares Inc

26.85
0.21 (0.79%)
06 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
HomeTrust Bancshares Inc NASDAQ:HTBI NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.21 0.79% 26.85 26.55 27.14 26.985 26.61 26.70 42,592 23:57:30

Statement of Changes in Beneficial Ownership (4)

12/02/2020 9:02pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Little R. Parrish
2. Issuer Name and Ticker or Trading Symbol

HomeTrust Bancshares, Inc. [ HTBI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP, Chief Risk Officer
(Last)          (First)          (Middle)

HOMETRUST BANCSHARES, INC., 10 WOODFIN STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

2/11/2020
(Street)

ASHEVILLE, NC 28801
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/11/2020  F  481 D$27.11 6262 D 
 
Common Stock 2/11/2020  A  875 (1)A$0 7137 D 
 
Common Stock 2/11/2020  A  875 (2)A$0 8012 D 
 
Common Stock         1773 I By KSOP 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option $26.00            (3)2/11/2028 Common Stock 25000  25000 D 
 
Stock Option $16.08            (4)3/23/2025 Common Stock 10000  10000 D 
 
Stock Option $17.35            (5)2/11/2026 Common Stock 10000  10000 D 
 

Explanation of Responses:
(1) Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule 20% increments on February 11, 2021, 2022, 2023, 2024 and 2025.
(2) Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.
(3) Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
(4) Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 23, 2016, 2017, 2018, 2019 and 2020.
(5) Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Little R. Parrish
HOMETRUST BANCSHARES, INC.
10 WOODFIN STREET
ASHEVILLE, NC 28801


EVP, Chief Risk Officer

Signatures
/s/ Tony J. VunCannon, Attorney-in-Fact for R. Parrish Little2/12/2020
**Signature of Reporting PersonDate

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